This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$36.4MItem 5.F on the latest filing (2015-02-26); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$36.4M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

1

Advisory employees

1

Accounts

106

SEC number

801-80897

CRD

142898

Filings on the tape

2

First filed

Jan 17, 2015

Latest filed

Feb 26, 2015

Organised

Sole Proprietorship, New York

• Occurred

  Jan 17, 2015
  First Form ADV filing

  Brown Financial Management Group filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:62eea728-1ddc-c4e7-a024-740ffa7cadfe

First observed

Jan 17, 2015

Last observed

Feb 26, 2015 140 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.