DFX Intelligence

W•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

W•••••••

W2B, INC., CRD 331220

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Search this name across graphsid dfx:ria:62f3e064-f0a1-2cf3-7343-198ed2d31d86

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 6
On other graphs: 0
Observed: Apr 8, 2024 to Mar 31, 2026
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $26.2M••• Locked
Discretionary RAUM: $26.2M
Private client RAUM: $26.2Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••••• N••••••• A•••••	INTERNAL COMPLIANCE MANAGER	C	yes	07/2024	Apr 8, 2024	Sep 24, 2024
R•••••• A••••• M•••••	CHIEF EXCECUTIVE OFFICER	D	yes	07/2024	Jul 30, 2024	Sep 24, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
Q••••• W••••• M••••••••• I•••	n/a	Former SEC adviser	$8.2M	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$26.2M	$250,818	10363.4%	n/a	n/a	6	6	0	0

Relationships

Affiliated with (1)

→ Q••••• I•••••••••Registered adviserother investment adviser, common control
factForm ADV

Controls (3)

← G••••••• N••••••• A•••••OwnerINTERNAL COMPLIANCE MANAGER, ownership code C, individual
Apr 8, 2024 to Sep 24, 2024factForm ADV
← R•••••• A••••• M•••••OwnerCHIEF EXCECUTIVE OFFICER, ownership code D, individual
Jul 30, 2024 to Sep 24, 2024factForm ADV
← R•••••• A••••• R•••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual

Dated events

Occurred
Jul 30, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 30, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 30, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 30, 2024
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:62f3e064-f0a1-2cf3-7343-198ed2d31d86
First observed: Apr 8, 2024
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.