DFX Intelligence

K•••• P• •• O•••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

K•••• P• •• O•••• O••••••

Advisor at E• W••••• A•••••••

TORRANCE, CA | Phoenix, AZ

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Search this name across graphsid dfx:ria:62fa5994-c87a-fa9a-9bdc-a20c9885b99e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 24, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E• W••••• A•••••••	Independent wealth	Nov 6, 2023	n/a	yes	TORRANCE, CA\|Phoenix, AZ	Current employment
F•••••••• F•••••••• P••••••• • W••••• M••••••••• L••	Former SEC adviser	Nov 24, 2008	Oct 23, 2023	no	PHOENIX, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• F•••••••• P••••••• • W••••• M••••••••• L••	E• W••••• A•••••••	Oct 23, 2023	Nov 6, 2023	14	Firm change	RIA to RIA

Relationships

Registered with (2)

→ E• W••••• A•••••••Registered adviserregistration: current employment
Nov 6, 2023 to presentfactForm ADV
→ F•••••••• F•••••••• P••••••• • W••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 24, 2008 to Oct 23, 2023factForm ADV

Dated events

Occurred
Oct 23, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:62fa5994-c87a-fa9a-9bdc-a20c9885b99e
First observed: Nov 24, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.