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K•••••• R••••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)32 years in industry

K•••••• R••••• L•••••••

Advisor at G••••• W••••• M••••••••• I•••

ELBERTON, GA

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Search this name across graphsid dfx:ria:63057182-8740-30f7-883d-d4bd8c5d5e38

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 22, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• W••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 31, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• W••••• M••••••••• I•••	Bd affiliated wealth	Feb 5, 2015	n/a	yes	ELBERTON, GA	Current employment
P•••••• C••••• S•••••••• L••	Bd affiliated wealth	Jul 10, 2003	Dec 14, 2005	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• F•••••••• S•••••••• I•••	P•••••• C••••• S•••••••• L••	Feb 11, 2015	Jul 10, 2003	-4,234	Firm change after gap	Other
P•••••• C••••• S•••••••• L••	G••••• W••••• M••••••••• I•••	Dec 14, 2005

Relationships

Registered with (4)

→ G••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Feb 5, 2015 to presentfactForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 12, 2003 to Feb 11, 2015factForm ADV
→ P•••••• C••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 10, 2003 to Dec 14, 2005factForm ADV
→ V••• F•••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:63057182-8740-30f7-883d-d4bd8c5d5e38
First observed: May 22, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.