DFX Intelligence

K••• J•••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

K••• J•••• G•••••

Advisor at L••• H•••• W••••• M••••••••• L••

AUSTIN, TX

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Search this name across graphsid dfx:ria:6311fd8f-0527-aea5-0edb-0eb37f28bd14

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 6, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••• H•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 19, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••• H•••• W••••• M••••••••• L••	Independent wealth	Mar 21, 2021	n/a	yes	AUSTIN, TX	Current employment
W•••• F•••• A•••••••	Wirehouse	Aug 18, 2017	Dec 2, 2020	no	BEE CAVE, TX\|AUSTIN, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	L••• H•••• W••••• M••••••••• L••	Dec 2, 2020	Mar 21, 2021	109	Firm change	Wirehouse to RIA
S•••••• N••••••• • C••••••• I•••••••••	W•••• F•••• A•••••••	Aug 25, 2017	Aug 18, 2017

Relationships

Registered with (6)

→ L••• H•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 21, 2021 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 18, 2017 to Dec 2, 2020factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Jun 21, 2013 to Aug 25, 2017factForm ADV
→ R•••••• J•••• • A••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6311fd8f-0527-aea5-0edb-0eb37f28bd14
First observed: Sep 6, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.