DFX Intelligence

D•••• W•• K•••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

D•••• W•• K•••• W•••

Advisor at A•••••••• W••••• M••••••••• C••••

MODESTO, CA

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Search this name across graphsid dfx:ria:631581a2-6855-153c-16ce-cbf3c5acf9fe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 18, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• W••••• M••••••••• C••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 11, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• W••••• M••••••••• C••••	State registered	Jan 1, 2025	n/a	yes	MODESTO, CA	Current employment
W•••••• S••••••••• I•••	Bd affiliated wealth	Nov 18, 2011	Nov 25, 2022	no	SAN FRANCISCO, CA\|SOUTH SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|LA JOLLA, CA\|Foster City, CA\|Pasadena, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• S••••••••• I•••	A•••••••• W••••• M••••••••• C••••	Nov 25, 2022	Jan 1, 2025	768	Firm change after gap	Ibd to state RIA

Relationships

Registered with (2)

→ A•••••••• W••••• M••••••••• C••••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ W•••••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 18, 2011 to Nov 25, 2022factForm ADV

Dated events

Occurred
Nov 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:631581a2-6855-153c-16ce-cbf3c5acf9fe
First observed: Nov 18, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.