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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

RITA REGINA SANCHEZ

Advisor at MORGAN STANLEY

La Jolla, CA

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Search this name across graphsid dfx:ria:6316dbe6-1d78-e02c-9a20-b5c64e629b41

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 17, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 17, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Oct 17, 1998
First registration: Jun 17, 1998
Dual registered: yes, broker-dealer
Other names: RITA R SANCHEZ
IAPD individual key: 1411914

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Jun 11, 2018	n/a	yes	La Jolla, CA	Current employment
MORGAN STANLEY & CO. LLC	n/a	Mar 10, 2008	Jun 1, 2009	no	CORAL GABLES, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Mar 12, 2008	no	CORAL GABLES, FL\|CORAL GABLES, FL	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Jun 17, 1998	Jul 1, 2003	no	CORAL GABLES, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 11, 2018	3,297	Bulk transfer	Other
WELLS FARGO ADVISORS	MORGAN STANLEY & CO. LLC	Mar 12, 2008	Mar 10, 2008	-2	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Jun 11, 2018 to presentfactForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Mar 10, 2008 to Jun 1, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Mar 12, 2008factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jun 17, 1998 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.