This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

TRANSAMERICA FINANCIAL ADVISORS, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2006earliest registration or exam on IAPD

Years in industry

20derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

3

Designations

Certified Financial Planner

Exams

S63

First exam

Feb 11, 2013

First registration

May 4, 2017

Dual registered

yes, broker-dealer

Other names

JANET ELIZABETH DUKES|JANET HERDMAN DUKES|JANET ELIZABETH HERDMAN|Janet Elizabeth Herdman

IAPD individual key

6137552

• Occurred

  Apr 7, 2022
  Advisor changed firm

  Janet Herdman Dukes left Avantax Advisory Services for Transamerica Financial Advisors, Llc (registered 2022-04-20)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:63170720-bf9a-ddeb-e7db-1437d208eeb7

First observed

May 4, 2017

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.