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Advisor at STRATEGIC ADVISERS LLC
CORAL GABLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | n/a | yes | CORAL GABLES, FL | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Sep 15, 2023 | Mar 31, 2025 | no | CORAL GABLES, FL | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Nov 13, 2019 | Jan 24, 2022 | no | CORAL GABLES, FL|West Palm Beach, FL | Previous registration |
| ONEAMERICA SECURITIES, INC. | Bd affiliated wealth | Feb 2, 2018 | Dec 2, 2019 | no | Coral Gables, FL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Sep 13, 2011 | Nov 25, 2016 | no | Key Biscayne, FL|BOCA RATON, FL | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Apr 21, 2011 | Sep 19, 2011 | no | Windsor, CT|MIAMI, FL | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Sep 9, 2008 | Apr 28, 2009 | no | MIAMI, FL|MIAMI BEACH, FL|MIAMI, FL|NORTH MIAMI BEACH, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| PRUCO SECURITIES, LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Jan 24, 2022 | Sep 15, 2023 | 599 | Firm change after gap | Ibd to ibd |
| ONEAMERICA SECURITIES, INC. | PRUCO SECURITIES, LLC | Dec 2, 2019 | Nov 13, 2019 | -19 | Firm change | Ibd to ibd |
| CITIGROUP GLOBAL MARKETS INC. | ONEAMERICA SECURITIES, INC. | Nov 25, 2016 | Feb 2, 2018 | 434 | Firm change after gap | Other |
| VOYA FINANCIAL ADVISORS, INC. | CITIGROUP GLOBAL MARKETS INC. | Sep 19, 2011 | Sep 13, 2011 | -6 | Firm change | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | VOYA FINANCIAL ADVISORS, INC. | Apr 28, 2009 | Apr 21, 2011 | 723 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 4173:5685:FL:2019-12-02 | Dec 2, 2019 | Nov 13, 2019 | CORAL GABLES, FL | Firm change |