DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
FOWLER, KS | HIGHLANDS RANCH, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 21, 2021 | n/a | yes | HIGHLANDS RANCH, CO|FOWLER, KS | Current employment |
| W•••••• • R••• | Former SEC adviser | Mar 17, 2011 | Jul 21, 2021 | no | GOLDEN, CO|DENVER, CO|WICHITA, KS|HAYS, KS|LAS VEGAS, NV|COLORADO SPRINGS, CO|SHAWNEE, KS|INDEPENDENCE, MO|EDMOND, OK|OVERLAND PARK, KS |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••••• • R••• | L•• F•••••••• L•• | Jul 21, 2021 | Jul 21, 2021 | 0 | Bulk transfer | Ibd to ibd |
| N•• E•••••• S••••••••• C••••••••• | W•••••• • R••• | Mar 11, 2011 | Mar 17, 2011 |
| Previous registration |
| N•• E•••••• S••••••••• C••••••••• | Former SEC adviser | Apr 23, 2008 | Mar 11, 2011 | no | COLORADO SPRINGS, CO | Previous registration |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Feb 21, 2006 | Aug 20, 2007 | no | COLORADO SPRINGS, CO|DENVER, CO | Previous registration |
| P•••• S••••••••• L•• | No RAUM reported | Feb 17, 2001 | Dec 13, 2005 | no | COLORADO SPRINGS, CO | Previous registration |
| Firm change |
| Other |
| M•• I•••••••• S•••••••• L•• | N•• E•••••• S••••••••• C••••••••• | Aug 20, 2007 | Apr 23, 2008 | 247 | Firm change | Other |
| P•••• S••••••••• L•• | M•• I•••••••• S•••••••• L•• | Dec 13, 2005 | Feb 21, 2006 | 70 | Firm change | Other |