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Advisor at EDWARD JONES
ROCKY MOUNT, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Oct 11, 2007 | n/a | yes | ROCKY MOUNT, NC | Current employment |
| A. G. EDWARDS & SONS, INC. | n/a | Apr 12, 2005 | Oct 11, 2007 | no | ROCKY MOUNT, NC|ROCKY MOUNT, NC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Nov 4, 2002 | Aug 14, 2003 | no | ROCKY MOUNT, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A. G. EDWARDS & SONS, INC. | EDWARD JONES | Oct 11, 2007 | Oct 11, 2007 | 0 | Firm change | Other |
| WELLS FARGO ADVISORS | A. G. EDWARDS & SONS, INC. | Aug 14, 2003 | Apr 12, 2005 | 607 | Firm change after gap | Other |