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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

COLE WEALTH MANAGEMENT, LLC

CRD 134509

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6333aaac-fe59-c9ac-2a64-33385bf8bdb4

Data as of May 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Feb 16, 2018 to May 28, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $181MItem 5.F on the latest filing (2026-05-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $181M
Private client RAUM: $172MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $45.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 774
Individual clients: 231
High net worth clients: 49
Custody, client assets: $10.8M
SEC number: 801-112658
CRD: 134509
Filings on the tape: 25
First filed: Feb 16, 2018
Latest filed: May 28, 2026
Organised: Limited Liability Company, AZ
Website: colewealthmanagement.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARTIN TAYLOR COLE	Certified Financial Planner\|Chartered Financial Consultant	Scottsdale, AZ	21	34	n/a	no
CHRISTOPHER ANTHONY O'BRIEN	n/a	SCOTTSDALE, AZ	20	26	n/a	no
ROBERT ANTHONY DI CARLO	n/a	SCOTTSDALE, AZ	15	19	n/a	no
PAUL CONRAD MACIAS	Certified Financial Planner	SCOTTSDALE, AZ	6	27	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COLE, MARTIN, TAYLOR	Trustee	D	yes	02/2005	Feb 16, 2018	Oct 16, 2024
COLE, MARTIN, TAYLOR	MANAGING MEMBER CHIEF COMPLIANCE OFFICER	Na	yes	02/2005	Feb 16, 2018	Oct 16, 2024
COLE, ERICA, S	Trustee	D	no	02/2005	Feb 16, 2018	Oct 16, 2024
THE COLE TRUST - MARTIN T. COLE AND ERICA S. COLE, TRUSTEES DTD 01/25/2005	Owner	E	no	02/2005	Feb 16, 2018	Oct 16, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 26, 2026	$181M	$181M	4	4	n/a	n/a
2024	Mar 28, 2025	$161M	$161M	4	4	n/a	n/a
2023	Mar 20, 2024	$145M	$145M	3	3	n/a	n/a
2022	Feb 7, 2023	$125M	$125M	3	3	n/a	n/a
2021	Jan 6, 2022	$145M	$145M	3	3	n/a	n/a
2020	Jan 6, 2021	$125M	$125M	3	3	n/a	n/a
2019	Feb 5, 2020	$140M	$140M	4	4	n/a	n/a
2018	Feb 1, 2019	$111M	$111M	4	4	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$181M	$161M	12.7%	$125M	13.1%	4	4	0	0

Relationships

Registered with (6)

← PAUL CONRAD MACIASAdvisorregistration: current employment
Nov 26, 2019 to presentfactForm ADV
← ROBERT ANTHONY DI CARLOAdvisorregistration: current employment
Jul 18, 2011 to presentfactForm ADV
← CHRISTOPHER ANTHONY O'BRIENAdvisorregistration: current employment
Dec 7, 2005 to presentfactForm ADV
← MARTIN TAYLOR COLEAdvisorregistration: current employment
Jun 7, 2005 to presentfactForm ADV
← JAY GREGORY GEHRKEAdvisorregistration: previous registration
Jun 10, 2005 to Sep 10, 2020factForm ADV
← JOHN PHILLIP SCOTTAdvisorregistration: previous registration
Jun 29, 2005 to Nov 22, 2005factForm ADV

Controls (1)

← COLE, MARTIN, TAYLOROwnerTRUSTEE, ownership code D, individual
Feb 16, 2018 to Oct 16, 2024factForm ADV

Owns (2)

← COLE, ERICA, SOwnerTRUSTEE, ownership code D, individual
Feb 16, 2018 to Oct 16, 2024factForm ADV
← THE COLE TRUST - MARTIN T. COLE AND ERICA S. COLE, TRUSTEES DTD 01/25/2005OwnerOWNER, ownership code E, domestic entity
Feb 16, 2018 to Oct 16, 2024factForm ADV

Dated events

Occurred
Feb 16, 2018
First Form ADV filing
Cole Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6333aaac-fe59-c9ac-2a64-33385bf8bdb4
First observed: Feb 16, 2018
Last observed: May 28, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COLE WEALTH MANAGEMENT, LLC

CRD 134509

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6333aaac-fe59-c9ac-2a64-33385bf8bdb4

Data as of May 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:18 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARTIN TAYLOR COLE

Certified Financial Planner|Chartered Financial Consultant

Scottsdale, AZ

n/a

CHRISTOPHER ANTHONY O'BRIEN

n/a

SCOTTSDALE, AZ

n/a

ROBERT ANTHONY DI CARLO

n/a

SCOTTSDALE, AZ

n/a

PAUL CONRAD MACIAS

Certified Financial Planner

SCOTTSDALE, AZ

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COLE, MARTIN, TAYLOR

Trustee

yes

02/2005

Feb 16, 2018

Oct 16, 2024

COLE, MARTIN, TAYLOR

MANAGING MEMBER CHIEF COMPLIANCE OFFICER

yes

02/2005

Feb 16, 2018

Oct 16, 2024

COLE, ERICA, S

Trustee

02/2005

Feb 16, 2018

Oct 16, 2024

THE COLE TRUST - MARTIN T. COLE AND ERICA S. COLE, TRUSTEES DTD 01/25/2005

Owner

02/2005

Feb 16, 2018

Oct 16, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$181M

n/a

2024

Mar 28, 2025

$161M

n/a

2023

Mar 20, 2024

$145M

n/a

2022

Feb 7, 2023

$125M

n/a

2021

Jan 6, 2022

$145M

n/a

2020

Jan 6, 2021

$125M

n/a

2019

Feb 5, 2020

$140M

n/a

2018

Feb 1, 2019

$111M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$181M

$161M

12.7%

$125M

13.1%