DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
MEMPHIS, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 27, 2024 | n/a | yes | MEMPHIS, TN | Current employment |
| B. RILEY WEALTH ADVISORS, INC. | Bd affiliated wealth | Aug 26, 2022 | Oct 25, 2024 | no | Collierville, TN|Collierville, TN | Previous registration |
| B RILEY WEALTH MANAGEMENT | Former SEC adviser | Apr 30, 2019 | Dec 31, 2022 | no | Collierville, TN|Memphis, TN|Collierville, TN|Memphis, TN|Nashville, TN|Collierville, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B. RILEY WEALTH ADVISORS, INC. | LPL FINANCIAL LLC | Oct 25, 2024 | Sep 27, 2024 | -28 | Firm change | Ibd to ibd |
| B RILEY WEALTH MANAGEMENT | B. RILEY WEALTH ADVISORS, INC. | Dec 31, 2022 | Aug 26, 2022 | -127 | Bulk transfer | Ibd to ibd |