DFX Intelligence

J•••• M•••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

J•••• M•••••• H•••

Advisor at L•• F•••••••• L••

BARRE, VT

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Search this name across graphsid dfx:ria:6350be31-b9b3-802c-2ed2-f954368837ec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 26, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 27, 2023	n/a	yes	BARRE, VT	Current employment
E•• F•••••••• A•••••••	Independent wealth	Jan 11, 2019	Oct 26, 2023	no	GLASTONBURY, CT\|COLCHESTER, VT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•• F•••••••• A•••••••	L•• F•••••••• L••	Oct 26, 2023	Oct 27, 2023	1	Firm change	RIA to ibd
M••••• S••••••	E•• F•••••••• A•••••••	Mar 6, 2017	Mar 14, 2017

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 27, 2023 to presentfactForm ADV
→ E•• F•••••••• A•••••••Registered adviserregistration: previous registration
Jan 11, 2019 to Oct 26, 2023factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 26, 2015 to Mar 6, 2017factForm ADV

Dated events

Occurred
Oct 26, 2023
Advisor changed firm
J•••• M•••••• H••• left E•• F•••••••• A••••••• for L•• F•••••••• L•• (registered 2023-10-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6350be31-b9b3-802c-2ed2-f954368837ec
First observed: Oct 26, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.