DFX Intelligence

S••••• E••• P•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor52 years in industry

S••••• E••• P•••

Advisor at P•••••• F•••••••• A•••••••• L••

AUBURN, IN

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Search this name across graphsid dfx:ria:636923ea-a624-2377-0e9b-5fec68b2a714

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 0
Observed: Apr 1, 1974 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 1974earliest registration or exam on IAPD
Years in industry: 52derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Current registrations: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• F•••••••• A•••••••• L••	Independent wealth	Jan 2, 2013	n/a	yes	AUBURN, IN	Current employment

Relationships

Registered with (1)

→ P•••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 2, 2013 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:636923ea-a624-2377-0e9b-5fec68b2a714
First observed: Apr 1, 1974
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.