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Reading the graph
Advisor at MORGAN STANLEY
Sacramento, CA | Fresno, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | n/a | yes | Sacramento, CA|Fresno, CA | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Sep 15, 2006 | Jun 1, 2009 | no | SACRAMENTO, CA | Previous registration |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Nov 14, 2005 | Sep 22, 2006 | no | CITRUS HEIGHTS, CA|Sacramento, CA|Auburn, CA|RANCHO CORDOVA, CA|Folsom, CA|Placerville, CA|ROSEVILLE, CA|Citrus Heights, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| U.S. BANCORP INVESTMENTS, INC. | CITIGROUP GLOBAL MARKETS INC. | Sep 22, 2006 | Sep 15, 2006 | -7 | Firm change | Other |