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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

DAVE MOHAMMED

Advisor at STRATEGIC ADVISERS LLC

DICKINSON, TX

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Search this name across graphsid dfx:ria:636db36e-4895-dcab-1683-8f16289b1369

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Sep 4, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 30, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jan 30, 1998
First registration: Sep 4, 2001
Dual registered: yes, broker-dealer
Other names: Dave Mohammed|AFRAZ DAVE MOHAMMED
IAPD individual key: 2985864

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	DICKINSON, TX	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Nov 21, 2023	Mar 31, 2025	no	WESTLAKE, TX	Previous registration
TRUSTAGE INVESTMENT MANAGEMENT	Institutional manager	Aug 20, 2013	Oct 17, 2023	no	MADISON, WI\|League City, TX	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Aug 13, 2013	Aug 20, 2013	no	WAVERLY, IA\|FRISCO, TX\|WAVERLY, IA\|League City, TX\|Madison, WI	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Jul 11, 2008	Jul 29, 2013	no	HOUSTON, TX\|HOUSTON, TX\|DES MOINES, IA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 18, 2008	Jul 2, 2008	no	RANCHO PALOS VERDES, CA\|SAN DIEGO, CA\|RANCHO PALOS VERDES, CA	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Sep 4, 2001	Mar 7, 2008	no	LOS ALAMITOS, CA\|WOODLAND HILLS, CA\|Glendale, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
TRUSTAGE INVESTMENT MANAGEMENT	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Oct 17, 2023	Nov 21, 2023	35	Firm change	Other
CUNA BROKERAGE SERVICES, INC.	TRUSTAGE INVESTMENT MANAGEMENT	Aug 20, 2013	Aug 20, 2013	0	Channel change	Other
PRINCIPAL SECURITIES, INC.	CUNA BROKERAGE SERVICES, INC.	Jul 29, 2013	Aug 13, 2013	15	Firm change	Other
LPL FINANCIAL LLC	PRINCIPAL SECURITIES, INC.	Jul 2, 2008	Jul 11, 2008	9	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	LPL FINANCIAL LLC	Mar 7, 2008	Mar 18, 2008	11	Firm change	Other

Relationships

Registered with (7)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Nov 21, 2023 to Mar 31, 2025factForm ADV
→ TRUSTAGE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Aug 20, 2013 to Oct 17, 2023factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Aug 13, 2013 to Aug 20, 2013factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Jul 11, 2008 to Jul 29, 2013factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 18, 2008 to Jul 2, 2008factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Sep 4, 2001 to Mar 7, 2008factForm ADV

Dated events

Occurred
Oct 17, 2023
Advisor changed firm
Dave Mohammed left Trustage Investment Management for Fidelity Personal And Workplace Advisors (registered 2023-11-21)
Form ADVobserved 6 days ago