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L•••• L•• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

L•••• L•• P••••••••

Advisor at C••••••••• S••••••••• L••

Overland Park, KS | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:636df6e6-dd88-d824-909f-70686f581d49

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 12, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 21, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• S••••••••• L••	Bd affiliated wealth	Feb 22, 2011	n/a	yes	OVERLAND PARK, KS\|Overland Park, KS\|Overland Park, KS	Current employment
I••••••••• A••••••• C•••	Former SEC adviser	Aug 12, 2008	Dec 31, 2010	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A••••••• C•••	C••••••••• S••••••••• L••	Dec 31, 2010	Feb 22, 2011	53	Firm change	Other

Relationships

Registered with (2)

→ C••••••••• S••••••••• L••Registered adviserregistration: current employment
Feb 22, 2011 to presentfactForm ADV
→ I••••••••• A••••••• C•••Registered adviserregistration: previous registration
Aug 12, 2008 to Dec 31, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:636df6e6-dd88-d824-909f-70686f581d49
First observed: Aug 12, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.