DFX Intelligence

E••••• L••• P•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)17 years in industry

E••••• L••• P•••••••••

Advisor at C•••••• C••••• G••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:63769fe9-9976-40f5-b137-f7ea9907a965

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 5, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• C••••• G••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Aug 5, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• C••••• G••••• I•••	No RAUM reported	Jan 21, 2025	n/a	yes	Los Angeles, CA\|Burlingame, CA\|San Francisco, CA\|LOS ANGELES, CA	Current employment
A••• B••••• A•• A•••••••••	Institutional manager	Aug 5, 2009	Sep 13, 2010	no	MENLO PARK, CA

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
A••• B••••• A•• A•••••••••	C•••••• C••••• G••••• I•••	Sep 13, 2010	Jan 21, 2025	5,244	Firm change after gap	Other

Relationships

Registered with (2)

→ C•••••• C••••• G••••• I•••Registered adviserregistration: current employment
Jan 21, 2025 to presentfactForm ADV
→ A••• B••••• A•• A•••••••••Registered adviserregistration: previous registration
Aug 5, 2009 to Sep 13, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:63769fe9-9976-40f5-b137-f7ea9907a965
First observed: Aug 5, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.