DFX Intelligence

C•••••• L••• Y•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

C•••••• L••• Y•••••••••

Advisor at B••••••••• W••••• A•••••••• L••

WHEATON, IL | WILMINGTON, DE

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Search this name across graphsid dfx:ria:6379b3fb-48ea-c6c3-a6e7-0cb4fb3ad366

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 6, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• W••••• A•••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jan 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• W••••• A•••••••• L••	No RAUM reported	Feb 14, 2024	n/a	yes	WILMINGTON, DE\|WHEATON, IL	Current employment
A••••••• W••••• M••••••••• L••	Independent wealth	Dec 13, 2021	Feb 1, 2024	no	WILMINGTON, DE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• W••••• M••••••••• L••	B••••••••• W••••• A•••••••• L••	Feb 1, 2024	Feb 14, 2024	13	Firm change	Other
V••••••• A•••••••• I•••	A••••••• W••••• M••••••••• L••	Dec 13, 2021	Dec 13, 2021

Relationships

Registered with (4)

→ B••••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Feb 14, 2024 to presentfactForm ADV
→ A••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 13, 2021 to Feb 1, 2024factForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 4, 2021 to Dec 13, 2021factForm ADV
→ T••••• C•••••• M••••••••• L••

Dated events

Occurred
Feb 1, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6379b3fb-48ea-c6c3-a6e7-0cb4fb3ad366
First observed: Sep 6, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.