DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

EVAN REID OSBORNE

Advisor at LPL ENTERPRISE, LLC

IRVINE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:637ed939-9d93-48bd-b163-cfd70f82dfc0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 3, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 3, 2007
First registration: Feb 9, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 5279263

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	n/a	yes	IRVINE, CA	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Aug 26, 2016	Nov 14, 2024	no	IRVINE, CA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Aug 15, 2013	Jul 12, 2016	no	NEWPORT BEACH, CA	Previous registration
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC	Independent wealth	Dec 9, 2010	Jun 28, 2013	no	NEWPORT BEACH, CA	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Feb 9, 2007	Nov 19, 2010	no	IRVINE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
MML INVESTORS SERVICES, LLC	PRUCO SECURITIES, LLC	Jul 12, 2016	Aug 26, 2016	45	Firm change	Other
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC	MML INVESTORS SERVICES, LLC	Jun 28, 2013	Aug 15, 2013	48	Firm change	Other
SIGNATOR INVESTORS, INC.	SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC	Nov 19, 2010	Dec 9, 2010	20	Firm change	Other

Relationships

Registered with (5)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Aug 26, 2016 to Nov 14, 2024factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Aug 15, 2013 to Jul 12, 2016factForm ADV
→ SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 9, 2010 to Jun 28, 2013factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Feb 9, 2007 to Nov 19, 2010factForm ADV

Dated events

No dated event names this entity yet.