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Advisor at ICON WEALTH PARTNERS
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ICON WEALTH PARTNERS | Independent wealth | Aug 2, 2022 | n/a | yes | HOUSTON, TX | Current employment |
| ICON WEALTH PARTNERS, LLC | Former SEC adviser | Sep 21, 2017 | Aug 1, 2022 | no | HOUSTON, TX | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 6, 2014 | Aug 29, 2016 | no | HOUSTON, TX | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Oct 11, 2011 | Jun 4, 2014 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ICON WEALTH PARTNERS, LLC | ICON WEALTH PARTNERS | Aug 1, 2022 | Aug 2, 2022 | 1 | Channel change | RIA to new firm |
| UBS FINANCIAL SERVICES INC. | ICON WEALTH PARTNERS, LLC | Aug 29, 2016 | Sep 21, 2017 | 388 | Firm change | Other |
| STRATEGIC ADVISERS LLC | UBS FINANCIAL SERVICES INC. | Jun 4, 2014 | Jun 6, 2014 | 2 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283098:319609:TX:2022-08-01 | Aug 1, 2022 | Aug 2, 2022 | HOUSTON, TX | Firm change |