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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

HERITAGE CAPITAL INVESTMENT MANAGEMENT, LLC

CRD 154567

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6387669c-e715-d5b8-ba46-127ef26a6c2a

Data as of Mar 30, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Mar 30, 2012
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $56.8MItem 5.F on the latest filing (2012-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $56.8M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 6
Private funds: 6Schedule D 7.B(1)
Private fund GAV: $142Mgross asset value as reported per fund; never fund size
SEC number: 801-71723
CRD: 154567
Filings on the tape: 1
First filed: Mar 30, 2012
Latest filed: Mar 30, 2012
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
HERITAGE CAPITAL INDIA CAYMAN FUND, L.P.	Hedge Fund	$33.9M	Mar 30, 2012	43	Mar 30, 2012	reported	n/a
HERITAGE CAPITAL INDIA FUND, L.P.	Hedge Fund	$32.0M	Mar 30, 2012	38	Mar 30, 2012	reported	021-124319
HERITAGE CAPITAL INDIA MASTER FUND LIMITED	Hedge Fund	$28.8M	Mar 30, 2012	43	Mar 30, 2012	reported	n/a
HERITAGE CAPITAL INDIA ADVANTAGE FUND, LTD	Hedge Fund	$22.8M	Mar 30, 2012	21	Mar 30, 2012	reported	n/a
HERITAGE CAPITAL INDIA ADVANTAGE FUND, L.P.	Hedge Fund	$22.8M	Mar 30, 2012	21	Mar 30, 2012	reported	021-166530
HERITAGE CAPITAL INDIA OFFSHORE FUND LIMITED	Hedge Fund	$1.9M	Mar 30, 2012	5	Mar 30, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DOSHI TRUST F/B/O NEELY DOSHI CATHER	MEMBER, HERITAGE CAPITAL INVESTMENT MANAGEMENT, LLC	C	yes	07/2010	Mar 30, 2012	Mar 30, 2012
DOSHI TRUST F/B/O NISHAT DOSHI	MEMBER, HERITAGE CAPITAL INVESTMENT MANAGEMENT, LLC	C	yes	07/2010	Mar 30, 2012	Mar 30, 2012
DOSHI, NITIN, V	MEMBER, HERITAGE CAPITAL INVESTMENT MANAGEMENT, LLC	Na	yes	07/2010	Mar 30, 2012	Mar 30, 2012
SODHI, INDER, SINGH	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER, HERITAGE CAPITAL INVESTMENT MANAGEMENT, LLC	C	yes	07/2010	Mar 30, 2012	Mar 30, 2012
CATHER, NEELY, DOSHI	Trustee	F	no	02/2005	Mar 30, 2012	Mar 30, 2012
DOSHI, LEENA	Trustee	F	no	02/2005	Mar 30, 2012	Mar 30, 2012
DOSHI, LEENA	Trustee	F	no	02/2005	Mar 30, 2012	Mar 30, 2012
DOSHI, NISHAT	Trustee	F	no	02/2005	Mar 30, 2012	Mar 30, 2012
DOSHI, NITIN, V	Trustee	F	no	02/2005	Mar 30, 2012	Mar 30, 2012
DOSHI, NITIN, V	Trustee	F	no	02/2005	Mar 30, 2012	Mar 30, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DOME EQUITIES, LLC	n/a	Asset manager	$915M	N	yes	n/a
HERITAGE CAPITAL INDIA ADVANTAGE GP, LLC	n/a	n/a	n/a	N	yes	n/a
HERITAGE CAPITAL INDIA GP LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 30, 2012	$56.8M	$56.8M	n/a	n/a	n/a	6	$142M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$56.8M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Affiliated with (1)

→ DOME EQUITIES, LLCRegistered adviserother investment adviser, common control
factForm ADV

Advises (6)

→ HERITAGE CAPITAL INDIA OFFSHORE FUND LIMITEDPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ HERITAGE CAPITAL INDIA FUND, L.P.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ HERITAGE CAPITAL INDIA CAYMAN FUND, L.P.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ HERITAGE CAPITAL INDIA MASTER FUND LIMITEDPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ HERITAGE CAPITAL INDIA ADVANTAGE FUND, LTDPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ HERITAGE CAPITAL INDIA ADVANTAGE FUND, L.P.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV

Owns (4)

← CATHER, NEELY, DOSHIOwnerTRUSTEE, ownership code F, individual
Mar 30, 2012 to presentfactForm ADV
← DOSHI, NITIN, VOwnerTRUSTEE, ownership code F, individual
Mar 30, 2012 to presentfactForm ADV
← DOSHI, LEENAOwnerTRUSTEE, ownership code F, individual
Mar 30, 2012 to presentfactForm ADV
← DOSHI, NISHATOwnerTRUSTEE, ownership code F, individual
Mar 30, 2012 to presentfactForm ADV

Controls (4)

← DOSHI TRUST F/B/O NEELY DOSHI CATHEROwnerMEMBER, HERITAGE CAPITAL INVESTMENT MANAGEMENT, LLC, ownership code C, domestic entity
Mar 30, 2012 to presentfactForm ADV
← DOSHI TRUST F/B/O NISHAT DOSHIOwnerMEMBER, HERITAGE CAPITAL INVESTMENT MANAGEMENT, LLC, ownership code C, domestic entity
Mar 30, 2012 to presentfactForm ADV
← SODHI, INDER, SINGHOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, HERITAGE CAPITAL INVESTMENT MANAGEMENT, LLC, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← DOSHI, NITIN, VOwnerMEMBER, HERITAGE CAPITAL INVESTMENT MANAGEMENT, LLC, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6387669c-e715-d5b8-ba46-127ef26a6c2a
First observed: Mar 30, 2012
Last observed: Mar 30, 2012 176 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HERITAGE CAPITAL INVESTMENT MANAGEMENT, LLC

CRD 154567

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6387669c-e715-d5b8-ba46-127ef26a6c2a

Data as of Mar 30, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

HERITAGE CAPITAL INDIA CAYMAN FUND, L.P.

Hedge Fund

$33.9M

Mar 30, 2012

reported

n/a

HERITAGE CAPITAL INDIA FUND, L.P.

Hedge Fund

$32.0M

Mar 30, 2012

reported

021-124319

HERITAGE CAPITAL INDIA MASTER FUND LIMITED

Hedge Fund

$28.8M

Mar 30, 2012

reported

n/a

HERITAGE CAPITAL INDIA ADVANTAGE FUND, LTD

Hedge Fund

$22.8M

Mar 30, 2012

reported

n/a

HERITAGE CAPITAL INDIA ADVANTAGE FUND, L.P.

Hedge Fund

$22.8M

Mar 30, 2012

reported

021-166530

HERITAGE CAPITAL INDIA OFFSHORE FUND LIMITED

Hedge Fund

$1.9M

Mar 30, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DOSHI TRUST F/B/O NEELY DOSHI CATHER

MEMBER, HERITAGE CAPITAL INVESTMENT MANAGEMENT, LLC

yes

07/2010

Mar 30, 2012

DOSHI TRUST F/B/O NISHAT DOSHI

MEMBER, HERITAGE CAPITAL INVESTMENT MANAGEMENT, LLC

yes

07/2010

Mar 30, 2012

DOSHI, NITIN, V

MEMBER, HERITAGE CAPITAL INVESTMENT MANAGEMENT, LLC

yes

07/2010

Mar 30, 2012

SODHI, INDER, SINGH

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER, HERITAGE CAPITAL INVESTMENT MANAGEMENT, LLC

yes

07/2010

Mar 30, 2012

CATHER, NEELY, DOSHI

Trustee

02/2005

Mar 30, 2012

DOSHI, LEENA

Trustee

02/2005

Mar 30, 2012

DOSHI, LEENA

Trustee

02/2005

Mar 30, 2012

DOSHI, NISHAT

Trustee

02/2005

Mar 30, 2012

DOSHI, NITIN, V

Trustee

02/2005

Mar 30, 2012

DOSHI, NITIN, V

Trustee

02/2005

Mar 30, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DOME EQUITIES, LLC

n/a

Asset manager

$915M

yes

n/a

HERITAGE CAPITAL INDIA ADVANTAGE GP, LLC

n/a

yes

n/a

HERITAGE CAPITAL INDIA GP LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 30, 2012

$56.8M

n/a

$142M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$56.8M

n/a