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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MCCARTER PRIVATE WEALTH SERVICES LLC

CRD 108191

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6387be6a-8a40-bfb5-2211-08ba11299462

Data as of Dec 16, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 7
On other graphs: 0
Observed: Mar 12, 2012 to Dec 16, 2025
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.9 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $428MItem 5.F on the latest filing (2025-12-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $358M
Private client RAUM: $384MderivedItem 5.D individuals plus high net worth individuals
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $214Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 199
Individual clients: 34
High net worth clients: 83
Custody, client assets: $585M
SEC number: 801-54171
CRD: 108191
Filings on the tape: 25
First filed: Mar 12, 2012
Latest filed: Dec 16, 2025
Organised: Limited Liability Company, MA
Website: mccarterpws.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARK A NOWAK	n/a	BOSTON, MA	15	21	n/a	no
MELISSA W FLYNN	n/a	BOSTON, MA	14	24	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FLYNN, MELISSA, W	Manager	Na	yes	11/2024	Nov 15, 2024	Dec 20, 2024
KEITNER, ANN, FREEMAN	CHIEF COMPLIANCE OFFICER	Na	yes	11/2024	Nov 15, 2024	Dec 20, 2024
MCCARTER & ENGLISH, LLP	Owner	E	yes	10/2024	Nov 15, 2024	Dec 20, 2024
MCCARTER PRIVATE WEALTH SERVICES HOLDINGS, LLP	MANAGING MEMBER	E	yes	10/2024	Nov 15, 2024	Dec 20, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MCCARTER & ENGLISH, LLP	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Dec 20, 2024	$381M	$314M	5	2	0	n/a	n/a
2023	Mar 25, 2024	$344M	$295M	4	1	0	n/a	n/a
2022	Mar 28, 2023	$283M	$256M	4	1	0	n/a	n/a
2021	Mar 29, 2022	$328M	$309M	6	2	0	n/a	n/a
2020	Mar 26, 2021	$292M	$267M	3	1	0	n/a	n/a
2019	Mar 27, 2020	$237M	$213M	3	1	0	n/a	n/a
2018	Mar 27, 2019	$187M	$168M	3	1	0	n/a	n/a
2017	Mar 30, 2018	$196M	$177M	3	1	0	n/a	n/a
2016	Mar 29, 2017	$179M	$144M	3	1	n/a	n/a	n/a
2015	Mar 29, 2016	$170M	$138M	3	1	n/a	n/a	n/a
2014	Mar 24, 2015	$176M	$141M	3	1	n/a	n/a	n/a
2013	Mar 26, 2014	$183M	$145M	3	1	n/a	n/a	n/a
2012	Mar 26, 2013	$191M	$120M	3	1	n/a	n/a	n/a
2011	Mar 12, 2012	$187M	$127M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$428M	$344M	24.2%	$328M	9.3%	6	4	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WINSLOW, EVANS & CROCKER, INC.	2	Apr 13, 2021	Feb 15, 2012	BOSTON, MA	Team lift out	RIA to RIA	11.1%

Relationships

Registered with (4)

← MELISSA W FLYNNAdvisorregistration: current employment
Aug 27, 2012 to presentfactForm ADV
← MARK A NOWAKAdvisorregistration: current employment
May 16, 2011 to presentfactForm ADV
← DOUGLAS EDWARD WHITEAdvisorregistration: previous registration
Feb 15, 2012 to Nov 26, 2022factForm ADV
← KIMBERLY ANNE FIGENBAUMAdvisorregistration: previous registration
Feb 15, 2012 to Apr 8, 2014factForm ADV

Controls (4)

← KEITNER, ANN, FREEMANOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 15, 2024 to Dec 20, 2024factForm ADV
← FLYNN, MELISSA, WOwnerMANAGER, ownership code NA, individual
Nov 15, 2024 to Dec 20, 2024factForm ADV
← MCCARTER & ENGLISH, LLPOwnerOWNER, ownership code E, domestic entity
Nov 15, 2024 to Dec 20, 2024factForm ADV
← MCCARTER PRIVATE WEALTH SERVICES HOLDINGS, LLPOwnerMANAGING MEMBER, ownership code E, domestic entity
Nov 15, 2024 to Dec 20, 2024factForm ADV

Moved with (1)

← WINSLOW, EVANS & CROCKER, INC.Registered adviser2 advisors, team lift out, same day
Apr 13, 2021 to Feb 15, 2012factForm ADV

Dated events

Occurred
Nov 15, 2024
Control person left
C Steven Goodwin (Manager, Chief Compliance Officer) no longer on Schedule A of Mccarter Private Wealth Services Llc (listed 2024-09-16, absent 2024-11-15)
Form ADVobserved 5 days ago
Occurred
Nov 15, 2024
Control person left
A Mark Nowak (Manager) no longer on Schedule A of Mccarter Private Wealth Services Llc (listed 2024-09-16, absent 2024-11-15)
Form ADVobserved 5 days ago
Occurred
Nov 15, 2024
Control person joined
Freeman Ann Keitner (Chief Compliance Officer) appeared on Schedule A of Mccarter Private Wealth Services Llc
Form ADVobserved 5 days ago
Occurred
Nov 15, 2024
Control person joined
W Melissa Flynn (Manager) appeared on Schedule A of Mccarter Private Wealth Services Llc
Form ADVobserved 5 days ago
Occurred
Jun 28, 2024
Control person left
Edward Raymond Baxter (Manager, Chief Compliance Officer) no longer on Schedule A of Mccarter Private Wealth Services Llc (listed 2024-03-25, absent 2024-06-28)
Form ADVobserved 5 days ago
Occurred
Nov 26, 2022
Advisor changed firm
Douglas Edward White left Mccarter Private Wealth Services Llc for Winslow Wealth Management Llc (registered 2013-01-08)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2019
Control person left
D Howard Medwed (Manager) no longer on Schedule A of Mccarter Private Wealth Services Llc (listed 2018-03-30, absent 2019-03-27)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6387be6a-8a40-bfb5-2211-08ba11299462
First observed: Mar 12, 2012
Last observed: Dec 16, 2025 9 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MCCARTER PRIVATE WEALTH SERVICES LLC

CRD 108191

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6387be6a-8a40-bfb5-2211-08ba11299462

Data as of Dec 16, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:03 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARK A NOWAK

n/a

BOSTON, MA

n/a

MELISSA W FLYNN

n/a

BOSTON, MA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FLYNN, MELISSA, W

Manager

yes

11/2024

Nov 15, 2024

Dec 20, 2024

KEITNER, ANN, FREEMAN

CHIEF COMPLIANCE OFFICER

yes

11/2024

Nov 15, 2024

Dec 20, 2024

MCCARTER & ENGLISH, LLP

Owner

yes

10/2024

Nov 15, 2024

Dec 20, 2024

MCCARTER PRIVATE WEALTH SERVICES HOLDINGS, LLP

MANAGING MEMBER

yes

10/2024

Nov 15, 2024

Dec 20, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MCCARTER & ENGLISH, LLP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Dec 20, 2024

$381M

$314M

n/a

2023

Mar 25, 2024

$344M

$295M

n/a

2022

Mar 28, 2023

$283M

$256M

n/a

2021

Mar 29, 2022

$328M

$309M

n/a

2020

Mar 26, 2021

$292M

$267M

n/a

2019

Mar 27, 2020

$237M

$213M

n/a

2018

Mar 27, 2019

$187M

$168M

n/a

2017

Mar 30, 2018

$196M

$177M

n/a

2016

Mar 29, 2017

$179M

$144M

n/a

2015

Mar 29, 2016

$170M

$138M

n/a

2014

Mar 24, 2015

$176M

$141M

n/a

2013

Mar 26, 2014

$183M

$145M

n/a

2012

Mar 26, 2013

$191M

$120M

n/a

2011

Mar 12, 2012

$187M

$127M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$428M

$344M

24.2%

$328M

9.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WINSLOW, EVANS & CROCKER, INC.

Apr 13, 2021

Feb 15, 2012

BOSTON, MA

Team lift out

RIA to RIA

11.1%