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CRD 154086
WEATHERFORD, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| GARY RYAN PECKHAM | n/a | WEATHERFORD, TX | 10 | 21 | 4 | no |
| Cameron Michael Rompal | n/a | Dallas, TX | WEATHERFORD, TX | 4 | 16 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| PECKHAM, GARY, RYAN | CEO/CCO | E | yes | 05/2010 | Apr 1, 2024 | Jun 12, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Midland | TX | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 13, 2026 | $197M | $197M | 2 | 2 | 1 | n/a | n/a |
| 2024 | Apr 15, 2025 | $150M | $150M | 2 | 2 | 1 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $197M | $150M | 31.6% | n/a | n/a | 2 | 2 | 1 | 1 |