DFX Intelligence

M••• E••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

M••• E••• B•••••••

Advisor at C••••••••• W••••• M••••••••• L••

DES PERES, MO

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Search this name across graphsid dfx:ria:63947db1-8cbb-b765-2e4d-b1799acfe5ce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 23, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 20, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• M••••••••• L••	Independent wealth	Aug 27, 2012	n/a	yes	DES PERES, MO	Current employment
E••••• J••••	National bd RIA	Apr 5, 2006	Apr 23, 2012	no	ST LOUIS, MO\|CLAYTON, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	C••••••••• W••••• M••••••••• L••	Apr 23, 2012	Aug 27, 2012	126	Firm change	Ibd to new firm
M••••• S•••••• D• I•••	E••••• J••••	Apr 3, 2006	Apr 5, 2006

Relationships

Registered with (3)

→ C••••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Aug 27, 2012 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Apr 5, 2006 to Apr 23, 2012factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
May 23, 2005 to Apr 3, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:63947db1-8cbb-b765-2e4d-b1799acfe5ce
First observed: May 23, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.