DFX Intelligence

P•••• J• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

P•••• J• A••••

Advisor at C•••••••

Sacramento, CA

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Search this name across graphsid dfx:ria:639ab9e1-1047-6f45-10f3-33d60f3fdb48

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 4, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Jan 25, 2021	n/a	yes	Sacramento, CA	Current employment
G••••••• B•••••• • B••••••• W••••• A•• R••••••••• P••• M•••• L••	Former SEC adviser	Dec 7, 2016	Mar 31, 2021	no	SACRAMENTO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••• B•••••• • B••••••• W••••• A•• R••••••••• P••• M•••• L••	C•••••••	Mar 31, 2021	Jan 25, 2021	-65	Firm change after gap	Other
A•••• A•••• F•••••••• A•••••••	O•••• W•••••• I•••	Oct 28, 2016	Sep 23, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
105698:175112:CA:2021-03-31	Mar 31, 2021	Jan 25, 2021	SACRAMENTO, CA	Firm change after gap

Relationships

Registered with (5)

→ C•••••••Registered adviserregistration: current employment
Jan 25, 2021 to presentfactForm ADV
→ G••••••• B•••••• • B••••••• W••••• A•• R••••••••• P••• M•••• L••Registered adviserregistration: previous registration
Dec 7, 2016 to Mar 31, 2021factForm ADV
→ A•••• A•••• F•••••••• A•••••••Registered adviserregistration: previous registration
Apr 20, 2009 to Oct 28, 2016factForm ADV
→ O•••• W•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:639ab9e1-1047-6f45-10f3-33d60f3fdb48
First observed: Jun 4, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.