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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

TRG ADVISORS, INC.

CRD 43870

AMHERST, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:639e01a0-9653-e3f6-3fa7-6873b348f005

Data as of Feb 21, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Jan 26, 2012 to Feb 21, 2018
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

TRG Advisors, Inc.

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $283MItem 5.F on the latest filing (2018-02-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $164M
Private client RAUM: $48.2MderivedItem 5.D individuals plus high net worth individuals
Private client share: 17%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 154
Individual clients: 46
High net worth clients: 21
SEC number: 801-72702
CRD: 43870
Filings on the tape: 12
First filed: Jan 26, 2012
Latest filed: Feb 21, 2018
Organised: Corporation, New York

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DUGGAN, PAUL SHAUGHNESSY	President	E	yes	08/1997	Jan 26, 2012	Feb 21, 2018

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Feb 21, 2018	$283M	$164M	3	3	0	n/a	n/a
2016	Mar 22, 2017	$241M	$150M	3	3	n/a	n/a	n/a
2015	Mar 29, 2016	$214M	$139M	3	3	n/a	n/a	n/a
2014	Mar 30, 2015	$200M	$134M	4	4	n/a	n/a	n/a
2013	Mar 31, 2014	$170M	$14.5M	4	4	n/a	n/a	n/a
2012	Mar 26, 2013	$118M	$0	4	3	n/a	n/a	n/a
2011	Mar 26, 2012	$135M	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$283M	$241M	17.0%	$200M	12.2%	3	3	0	n/a

Relationships

Affiliated with (1)

← TRG ADVISORS, INC.Registered adviserbroker-dealer, common control
factForm ADV

Controls (1)

← DUGGAN, PAUL SHAUGHNESSYOwnerPRESIDENT, ownership code E, individual
Jan 26, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:639e01a0-9653-e3f6-3fa7-6873b348f005
First observed: Jan 26, 2012
Last observed: Feb 21, 2018 104 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TRG ADVISORS, INC.

CRD 43870

AMHERST, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:639e01a0-9653-e3f6-3fa7-6873b348f005

Data as of Feb 21, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:08 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DUGGAN, PAUL SHAUGHNESSY

President

yes

08/1997

Jan 26, 2012

Feb 21, 2018

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Feb 21, 2018

$283M

$164M

n/a

2016

Mar 22, 2017

$241M

$150M

n/a

2015

Mar 29, 2016

$214M

$139M

n/a

2014

Mar 30, 2015

$200M

$134M

n/a

2013

Mar 31, 2014

$170M

$14.5M

n/a

2012

Mar 26, 2013

$118M

n/a

2011

Mar 26, 2012

$135M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$283M

$241M

17.0%

$200M

12.2%

n/a