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RIA / WealthAdvisor10 years in industry

HOUSTON JAMES FRIEND

Advisor at REDEEM WEALTH MANAGEMENT

GILBERT, AZ

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Search this name across graphsid dfx:ria:639fa481-689a-26c3-0478-dc8502b5cc33

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 18, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: REDEEM WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 19, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Nov 19, 2015
First registration: Apr 18, 2018
Dual registered: no
Other names: Houston Friend
IAPD individual key: 6560237

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
REDEEM WEALTH MANAGEMENT	Independent wealth	Aug 10, 2021	n/a	yes	GILBERT, AZ	Current employment
PERSONAL CAPITAL ADVISORS CORPORATION	Former SEC adviser	Sep 11, 2020	Jul 14, 2021	no	Phoenix, AZ\|GREENWOOD VILLAGE, CO	Previous registration
EDELMAN FINANCIAL ENGINES	Independent wealth	Sep 14, 2018	Sep 18, 2020	no	PHOENIX, AZ	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Sep 26, 2018	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Apr 18, 2018	Jul 13, 2018	no	SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PERSONAL CAPITAL ADVISORS CORPORATION	REDEEM WEALTH MANAGEMENT	Jul 14, 2021	Aug 10, 2021	27	Firm change	RIA to RIA
EDELMAN FINANCIAL ENGINES	PERSONAL CAPITAL ADVISORS CORPORATION	Sep 18, 2020	Sep 11, 2020	-7	Firm change	RIA to RIA
FIDELITY PERSONAL AND WORKPLACE ADVISORS	EDELMAN FINANCIAL ENGINES	Sep 26, 2018	Sep 14, 2018	-12	Firm change	Ibd to RIA
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm

Relationships

Registered with (5)

→ REDEEM WEALTH MANAGEMENTRegistered adviserregistration: current employment
Aug 10, 2021 to presentfactForm ADV
→ PERSONAL CAPITAL ADVISORS CORPORATIONRegistered adviserregistration: previous registration
Sep 11, 2020 to Jul 14, 2021factForm ADV
→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: previous registration
Sep 14, 2018 to Sep 18, 2020factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Sep 26, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Apr 18, 2018 to Jul 13, 2018factForm ADV

Dated events

No dated event names this entity yet.