DFX Intelligence
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Reading the graph
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Advisor at G••••• R••••••••• P••••••• L••
SAN RAFAEL, CA | South Portland, ME
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G••••• R••••••••• P••••••• L•• | Institutional manager | Sep 1, 2026 | n/a | yes | South Portland, ME|SAN RAFAEL, CA | Current employment |
| N••••• F•••••••• S•••••••• I••• | n/a | Mar 8, 2012 | Dec 31, 2016 | no | CUMBERLAND FORESIDE, ME |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••••• F•••••••• N•••••• | N••••• F•••••••• S•••••••• I••• | Sep 8, 2026 | Mar 8, 2012 | -5,297 | Firm change after gap | Other |
| N••••• F•••••••• S•••••••• I••• | G••••• R••••••••• P••••••• L•• | Dec 31, 2016 | Sep 1, 2026 |
| N••••• F•••••••• S•••••••• I••• | n/a | Mar 19, 2003 | Mar 16, 2007 | no | SOUTH PORTLAND, ME | Previous registration |
| C••••••••• F•••••••• N•••••• | National bd RIA | Mar 19, 2003 | Sep 8, 2026 | no | SO. PORTLAND, ME|BRUNSWICK, ME|PORTSMOUTH, NH|WINTHROP, ME|PORTSMOUTH, NH|CUMBERLAND FORESIDE, ME|South Portland, ME | Previous registration |
| 3,531 |
| Firm change after gap |
| Other |
| N••••• F•••••••• S•••••••• I••• | C••••••••• F•••••••• N•••••• | Mar 16, 2007 | Mar 19, 2003 | -1,458 | Firm change after gap | Other |