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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

UTC FUND SERVICES, INC.

CRD 149222

PORT OF SPAIN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:63a7c6f3-ae79-3942-a45d-3bc1b21bed4d

Data as of Mar 28, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Mar 19, 2012 to Mar 28, 2019
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $50,000Item 5.F on the latest filing (2019-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $50,000
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
SEC number: 801-69870
CRD: 149222
Filings on the tape: 11
First filed: Mar 19, 2012
Latest filed: Mar 28, 2019
Organised: Corporation, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CAMACHO, DOUGLAS, ANDREW	Chairman	Na	yes	01/2016	Mar 22, 2016	Mar 28, 2019
DANIEL-WORRELL, GAYLE, CIRILLA	Director	Na	yes	09/2018	Mar 19, 2012	Mar 28, 2019
ERSKINE, KERRY-ANN	Treasurer	Na	yes	03/2015	Mar 31, 2015	Mar 28, 2019
GUYADEEN-GOSINE, KAREN, SAMANTHA	Director	Na	yes	02/2018	Mar 29, 2018	Mar 28, 2019
MAHARAJ, KESHMA, DEVI	CHIEF COMPLIANCE OFFICER	Na	yes	06/2018	Jun 28, 2018	Mar 28, 2019
MANO-WILSON, LINDA, ARLENE	Director	Na	yes	03/2015	Mar 19, 2012	Mar 28, 2019
MARK, SEKOU, ADE	PRESIDENT AND DIRECTOR	Na	yes	03/2015	Mar 31, 2015	Mar 28, 2019
RAMPERSAD, LANCE, DOMINIC	Director	Na	yes	03/2015	Mar 31, 2015	Mar 28, 2019
SCOTT, DEYSON, RICHARD	Director	Na	yes	02/2018	Mar 29, 2018	Mar 28, 2019
TRINIDAD & TOBAGO UNIT TRUST CORPORATION	Shareholder	E	yes	12/1997	Mar 19, 2012	Mar 28, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TRINIDAD AND TOBAGO UNIT TRUST CORPORATION	n/a	n/a	n/a	Y	no	n/a
UTC FINANCIAL SERVICES USA, INC.	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 28, 2019	$50,000	$50,000	11	8	0	n/a	n/a
2017	Mar 29, 2018	$42.8M	$42.8M	11	8	0	n/a	n/a
2016	Mar 15, 2017	$41.6M	$41.6M	11	8	n/a	n/a	n/a
2015	Mar 22, 2016	$38.5M	$38.5M	12	8	n/a	n/a	n/a
2014	Mar 31, 2015	$41.2M	$41.2M	12	8	n/a	n/a	n/a
2013	Mar 17, 2014	$35.4M	$35.4M	10	7	n/a	n/a	n/a
2012	Mar 8, 2013	$30.9M	$30.9M	12	9	n/a	n/a	n/a
2011	Mar 19, 2012	$29.8M	$29.8M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$50,000	$42.8M	-99.9%	$38.5M	-89.1%	11	11	0	0

Relationships

Controls (10)

← DANIEL-WORRELL, GAYLE, CIRILLAOwnerDIRECTOR, ownership code NA, individual
Mar 19, 2012 to presentfactForm ADV
← MANO-WILSON, LINDA, ARLENEOwnerDIRECTOR, ownership code NA, individual
Mar 19, 2012 to presentfactForm ADV
← RAMPERSAD, LANCE, DOMINICOwnerDIRECTOR, ownership code NA, individual
Mar 31, 2015 to presentfactForm ADV
← MARK, SEKOU, ADEOwnerPRESIDENT AND DIRECTOR, ownership code NA, individual
Mar 31, 2015 to presentfactForm ADV
← ERSKINE, KERRY-ANNOwnerTREASURER, ownership code NA, individual
Mar 31, 2015 to presentfactForm ADV
← CAMACHO, DOUGLAS, ANDREWOwnerCHAIRMAN, ownership code NA, individual
Mar 22, 2016 to presentfactForm ADV
← MAHARAJ, KESHMA, DEVIOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 28, 2018 to presentfactForm ADV
← GUYADEEN-GOSINE, KAREN, SAMANTHAOwnerDIRECTOR, ownership code NA, individual
Mar 29, 2018 to presentfactForm ADV
← SCOTT, DEYSON, RICHARDOwnerDIRECTOR, ownership code NA, individual
Mar 29, 2018 to presentfactForm ADV
← TRINIDAD & TOBAGO UNIT TRUST CORPORATIONOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 19, 2012 to presentfactForm ADV

Dated events

Occurred
Mar 28, 2019
Control person left
Elizabeth Amoy Van Lowe (Director) no longer on Schedule A of Utc Fund Services, Inc. (listed 2018-06-28, absent 2019-03-28)
Form ADVobserved 5 days ago
Occurred
Mar 28, 2019
Control person joined
Cirilla Gayle Daniel-Worrell (Director) appeared on Schedule A of Utc Fund Services, Inc.
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:63a7c6f3-ae79-3942-a45d-3bc1b21bed4d
First observed: Mar 19, 2012
Last observed: Mar 28, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

UTC FUND SERVICES, INC.

CRD 149222

PORT OF SPAIN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:63a7c6f3-ae79-3942-a45d-3bc1b21bed4d

Data as of Mar 28, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:29 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CAMACHO, DOUGLAS, ANDREW

Chairman

yes

01/2016

Mar 22, 2016

Mar 28, 2019

DANIEL-WORRELL, GAYLE, CIRILLA

Director

yes

09/2018

Mar 19, 2012

Mar 28, 2019

ERSKINE, KERRY-ANN

Treasurer

yes

03/2015

Mar 31, 2015

Mar 28, 2019

GUYADEEN-GOSINE, KAREN, SAMANTHA

Director

yes

02/2018

Mar 29, 2018

Mar 28, 2019

MAHARAJ, KESHMA, DEVI

CHIEF COMPLIANCE OFFICER

yes

06/2018

Jun 28, 2018

Mar 28, 2019

MANO-WILSON, LINDA, ARLENE

Director

yes

03/2015

Mar 19, 2012

Mar 28, 2019

MARK, SEKOU, ADE

PRESIDENT AND DIRECTOR

yes

03/2015

Mar 31, 2015

Mar 28, 2019

RAMPERSAD, LANCE, DOMINIC

Director

yes

03/2015

Mar 31, 2015

Mar 28, 2019

SCOTT, DEYSON, RICHARD

Director

yes

02/2018

Mar 29, 2018

Mar 28, 2019

TRINIDAD & TOBAGO UNIT TRUST CORPORATION

Shareholder

yes

12/1997

Mar 19, 2012

Mar 28, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TRINIDAD AND TOBAGO UNIT TRUST CORPORATION

n/a

UTC FINANCIAL SERVICES USA, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 28, 2019

$50,000

n/a

2017

Mar 29, 2018

$42.8M

n/a

2016

Mar 15, 2017

$41.6M

n/a

2015

Mar 22, 2016

$38.5M

n/a

2014

Mar 31, 2015

$41.2M

n/a

2013

Mar 17, 2014

$35.4M

n/a

2012

Mar 8, 2013

$30.9M

n/a

2011

Mar 19, 2012

$29.8M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$50,000

$42.8M

-99.9%

$38.5M

-89.1%