DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••••• F•••••••• C•••••••• L••
Round Rock, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••••• F•••••••• C•••••••• L•• | Independent wealth | Feb 9, 2017 | n/a | yes | Round Rock, TX | Current employment |
| S•• W••••• M••••••••• | Independent wealth | Dec 16, 2016 | Feb 27, 2017 | no | TOWSON, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | S•••••••• F•••••••• C•••••••• L•• | Apr 5, 2017 | Feb 9, 2017 | -55 | Firm change after gap | Other |
| S•• W••••• M••••••••• | S•••••••• F•••••••• C•••••••• L•• | Feb 27, 2017 | Feb 9, 2017 |
| L•• F•••••••• L•• | Bd affiliated wealth | Apr 17, 2013 | Apr 5, 2017 | no | CEDAR PARK, TX|TOWSON, MD|TOWSON, MD|ROUND ROCK, TX | Previous registration |
| I•••••• A•• P•••••• A•••• M••••••••• I••• | n/a | Jun 21, 2002 | Jun 19, 2008 | no | HOUSTON, TX | Previous registration |
| -18 |
| Firm change |
| Other |
| I•••••• A•• P•••••• A•••• M••••••••• I••• | L•• F•••••••• L•• | Jun 19, 2008 | Apr 17, 2013 | 1,763 | Firm change after gap | Other |