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S•••••••• F•••••••• C•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

S•••••••• F•••••••• C•••••••• L••

CRD 141849

SAN ANTONIO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:305712d3-538e-2793-c825-23d0b1cfea5a

Data as of Jun 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 81
Dated events: 24
On other graphs: 0
Observed: Dec 12, 2011 to Jun 9, 2026
80 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.81 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=20.0
Regulatory AUM: $928MItem 5.F on the latest filing (2026-06-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $928M
Private client RAUM: $756MderivedItem 5.D individuals plus high net worth individuals
Private client share: 81%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 40
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 40

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••••• L•• W•••••	n/a	SAN ANTONIO, TX	19	25	1	yes
C••• A•••• L•••••••	n/a	Euless, TX	18	25

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
W•••••• L•••••• K••••••	OWNER AND CHIEF OPERATING OFFICER	A	yes	07/2014	Aug 26, 2014	Nov 4, 2024
W•••••• R•••••• L••	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	yes	11/2007	Dec 12, 2011

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Metairie	La	United States	4	yes
ROUND ROCK	TX	United States	4	yes
Texarkana	TX	United States	3	no
Austin	TX	United States	2	yes
Burnet	TX

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	9	-6	22.5%	1	2	0	8	14

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$928M	$1.0B	-7.8%	$811M	4.6%	41	41	24	24

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C•••••• A••••••• G••••	3	Dec 2, 2025	Mar 28, 2025	TEXARKANA, TX	Team lift out	RIA to RIA	7.0%
L•• F•••••••• L••	2	Sep 16, 2025

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
W•• W••••• A•••••••	3	Mar 21, 2019	Feb 6, 2019	FORT WORTH, TX	Team lift out	RIA to RIA	37.5%

Relationships

showing 80 of 81

Registered with (71)

← Paul William MattkeAdvisorregistration: current employment
Jul 22, 2026 to presentfactForm ADV
← MADISON NATAE FRANKLINAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← William Tait HerbigAdvisorregistration: current employment
Jun 9, 2026 to presentfactForm ADV
← Richard Alan Edgett

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 31, 2026
Advisor changed firm
Derek Jefferson Moffatt left S•••••••• F•••••••• C•••••••• L•• for Moffatt Financial Strategies (registered 2025-07-17)
Form ADVobserved 7 days ago
Occurred
Jun 30, 2026
Advisor changed firm
Matthew Brent Mccracken left S•••••••• F•••••••• C•••••••• L•• for A Sling & A Stone, Incorporated (registered 2019-01-23)
Form ADVobserved 7 days ago
Occurred
Dec 2, 2025
Team lift-out
3 advisors left S•••••••• F•••••••• C•••••••• L•• (Texarkana, TX) for C•••••• A••••••• G•••• on the same day
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:305712d3-538e-2793-c825-23d0b1cfea5a
First observed: Dec 12, 2011
Last observed: Jun 9, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 24, 2026	$928M	$928M	41	41	22	n/a	n/a
2024	Apr 24, 2025	$1.0B	$1.0B	41	41	24	n/a	n/a
2023	Mar 22, 2024	$988M	$988M	35	35	25	n/a	n/a
2022	Mar 27, 2023	$811M	$811M	35	35	27	n/a	n/a
2021	Mar 23, 2022	$855M	$855M	39	39	26	n/a	n/a
2020	Mar 29, 2021	$679M	$679M	39	39	26	n/a	n/a
2019	Mar 31, 2020	$541M	$524M	54	41	25	n/a	n/a
2018	Mar 29, 2019	$343M	$343M	46	41	15	n/a	n/a
2017	Mar 8, 2018	$177M	$177M	29	27	15	n/a	n/a
2016	Mar 30, 2017	$156M	$156M	46	30	n/a	n/a	n/a
2015	Mar 30, 2016	$117M	$117M	37	26	n/a	n/a	n/a
2014	Mar 27, 2015	$137M	$137M	37	26	n/a	n/a	n/a
2013	Feb 10, 2014	$122M	$122M	25	25	n/a	n/a	n/a
2012	Mar 28, 2013	$123M	$123M	23	23	n/a	n/a	n/a
2011	Feb 29, 2012	$90.9M	$90.9M	n/a	n/a	n/a	n/a	n/a