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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

EDWARD ANTHONY KOZAK

Advisor at LPL FINANCIAL LLC

CHESTERFIELD, VA | WOODBURY, MN

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Search this name across graphsid dfx:ria:63b8b279-2a7f-015b-9913-b70a69e89682

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 9, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Oct 9, 2001
First registration: Mar 29, 2005
Dual registered: yes, broker-dealer
Other names: EDWARD ANTHONY KOZAK
IAPD individual key: 4454146

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 26, 2021	n/a	yes	WOODBURY, MN\|CHESTERFIELD, VA	Current employment
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Nov 3, 2014	Apr 22, 2021	no	North Chesterfield, VA\|ELLICOTT CITY, MD\|PITTSBURGH, PA\|Norwalk, IA	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Dec 19, 2011	Nov 7, 2014	no	RICHMOND, VA\|TIMONIUM, MD\|RICHMOND, VA	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Aug 10, 2005	Dec 21, 2011	no	MOSELEY, VA\|RICHMOND, VA\|MOSELEY, VA\|RICHMOND, VA\|RICHMOND, VA	Previous registration
OSAIC FS, INC.	Former SEC adviser	Mar 29, 2005	Aug 3, 2005	no	MIDLOTHIAN, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VOYA FINANCIAL ADVISORS, INC.	LPL FINANCIAL LLC	Apr 22, 2021	Apr 26, 2021	4	Firm change	Ibd to ibd
WOODBURY FINANCIAL SERVICES, INC.	VOYA FINANCIAL ADVISORS, INC.	Nov 7, 2014	Nov 3, 2014	-4	Firm change	Other
PRINCIPAL SECURITIES, INC.	WOODBURY FINANCIAL SERVICES, INC.	Dec 21, 2011	Dec 19, 2011	-2	Firm change	Other
OSAIC FS, INC.	PRINCIPAL SECURITIES, INC.	Aug 3, 2005	Aug 10, 2005	7	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Apr 26, 2021 to presentfactForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Nov 3, 2014 to Apr 22, 2021factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 19, 2011 to Nov 7, 2014factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Aug 10, 2005 to Dec 21, 2011factForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Mar 29, 2005 to Aug 3, 2005factForm ADV

Dated events

No dated event names this entity yet.