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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ARBOR CAPITAL MANAGEMENT, LLC

CRD 150082

MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:63bb7d05-dbdf-ecc7-6a2a-f0188a5453d5

Data as of Mar 25, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2012 to Mar 25, 2016
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $325MItem 5.F on the latest filing (2016-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $325M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 6
Accounts: 14
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $20.2Mgross asset value as reported per fund; never fund size
Custody, client assets: $20.2M
SEC number: 801-70083
CRD: 150082
Filings on the tape: 8
First filed: Mar 27, 2012
Latest filed: Mar 25, 2016
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ARBOR GLOBAL SMALL CAP FUND, LLC	Other Private Fund	$1.1M	Mar 25, 2016	2	Mar 27, 2015	reported	021-235600
ARBOR EMERGING MARKETS SMALL CAP FUND, LLC	Other Private Fund	$498,552	Mar 25, 2016	1	Mar 27, 2015	reported	021-235707

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DEMING, DAVID, DON	CHIEF OPERATIONS OFFICER (03/1997) AND PARTNER (12/31/07)	A	yes	03/1997	Mar 27, 2012	Mar 25, 2016
DROBINSKI, ROBERT, STEVEN	Partner	A	yes	01/2015	Mar 27, 2015	Mar 25, 2016
LEGGOTT, RICK, DEWEY	CEO, CIO, OWNER AND MANAGING MEMBER	D	yes	01/1997	Mar 27, 2012	Mar 25, 2016
MLNARIK, ROBERT, JOSEPH	PARTNER (12/31/2007)	A	yes	12/2007	Mar 27, 2012	Mar 25, 2016
FEULNER, CHRISTOPHER, MICHAEL	CHIEF COMPLIANCE OFFICER (07/2013), EQUITY ANALYST (09/2003) AND DIRECTOR OF IT (05/1999)	Na	no	07/2013	Jul 15, 2013	Mar 25, 2016
WIGGINS, STEPHEN, FORD	Owner	A	no	03/1997	Mar 27, 2012	Mar 25, 2016

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 25, 2016	$325M	$325M	8	6	n/a	3	$20.2M
2014	Mar 27, 2015	$810M	$810M	14	11	n/a	3	$16.7M
2013	Mar 21, 2014	$1.2B	$1.2B	15	12	n/a	1	$11.7M
2012	Mar 8, 2013	$1.2B	$1.2B	13	11	n/a	1	$2.2M
2011	Mar 27, 2012	$1.2B	$1.2B	n/a	n/a	n/a	1	$1.8M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$325M	$810M	-59.9%	$1.2B	-35.1%	8	14	n/a	n/a

Relationships

Advises (2)

→ ARBOR EMERGING MARKETS SMALL CAP FUND, LLCPrivate fundOther Private Fund, IA
Mar 27, 2015 to presentfactForm ADV
→ ARBOR GLOBAL SMALL CAP FUND, LLCPrivate fundOther Private Fund, IA
Mar 27, 2015 to presentfactForm ADV

Controls (4)

← DEMING, DAVID, DONOwnerCHIEF OPERATIONS OFFICER (03/1997) AND PARTNER (12/31/07), ownership code A, individual
Mar 27, 2012 to presentfactForm ADV
← LEGGOTT, RICK, DEWEYOwnerCEO, CIO, OWNER AND MANAGING MEMBER, ownership code D, individual
Mar 27, 2012 to presentfactForm ADV
← MLNARIK, ROBERT, JOSEPHOwnerPARTNER (12/31/2007), ownership code A, individual
Mar 27, 2012 to presentfactForm ADV
← DROBINSKI, ROBERT, STEVENOwnerPARTNER, ownership code A, individual
Mar 27, 2015 to presentfactForm ADV

Owns (2)

← FEULNER, CHRISTOPHER, MICHAELOwnerCHIEF COMPLIANCE OFFICER (07/2013), EQUITY ANALYST (09/2003) AND DIRECTOR OF IT (05/1999), ownership code NA, individual
Jul 15, 2013 to presentfactForm ADV
← WIGGINS, STEPHEN, FORDOwnerOWNER, ownership code A, individual
Mar 27, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:63bb7d05-dbdf-ecc7-6a2a-f0188a5453d5
First observed: Mar 27, 2012
Last observed: Mar 25, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ARBOR CAPITAL MANAGEMENT, LLC

CRD 150082

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:63bb7d05-dbdf-ecc7-6a2a-f0188a5453d5

Data as of Mar 25, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:10 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ARBOR GLOBAL SMALL CAP FUND, LLC

Other Private Fund

$1.1M

Mar 25, 2016

Mar 27, 2015

reported

021-235600

ARBOR EMERGING MARKETS SMALL CAP FUND, LLC

Other Private Fund

$498,552

Mar 25, 2016

Mar 27, 2015

reported

021-235707

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DEMING, DAVID, DON

CHIEF OPERATIONS OFFICER (03/1997) AND PARTNER (12/31/07)

yes

03/1997

Mar 27, 2012

Mar 25, 2016

DROBINSKI, ROBERT, STEVEN

Partner

yes

01/2015

Mar 27, 2015

Mar 25, 2016

LEGGOTT, RICK, DEWEY

CEO, CIO, OWNER AND MANAGING MEMBER

yes

01/1997

Mar 27, 2012

Mar 25, 2016

MLNARIK, ROBERT, JOSEPH

PARTNER (12/31/2007)

yes

12/2007

Mar 27, 2012

Mar 25, 2016

FEULNER, CHRISTOPHER, MICHAEL

CHIEF COMPLIANCE OFFICER (07/2013), EQUITY ANALYST (09/2003) AND DIRECTOR OF IT (05/1999)

07/2013

Jul 15, 2013

Mar 25, 2016

WIGGINS, STEPHEN, FORD

Owner

03/1997

Mar 27, 2012

Mar 25, 2016

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 25, 2016

$325M

n/a

$20.2M

2014

Mar 27, 2015

$810M

n/a

$16.7M

2013

Mar 21, 2014

$1.2B

n/a

$11.7M

2012

Mar 8, 2013

$1.2B

n/a

$2.2M

2011

Mar 27, 2012

$1.2B

n/a

$1.8M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$325M

$810M

-59.9%

$1.2B

-35.1%

n/a