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CRD 106797
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| PEREZ, MARGARITA | PRESIDENT/CEO, CHIEF INVESTMENT OFFICER & PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | E | yes | 06/1990 | Mar 29, 2012 | Jun 4, 2018 |
| HURLBURT, TIMOTHY | VICE PRESIDENT & PORTFOLIO MANAGER | B | no | 05/2010 | Mar 29, 2012 | Jun 4, 2018 |
| PEREZ, CHRISTINA, ISABEL | VICE PRESIDENT & PORTFOLIO MANAGER | Na | no | 01/2012 | Mar 29, 2012 | Jun 4, 2018 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2017 | Jun 4, 2018 | $13.7M | $13.7M | 3 | 3 | 0 | n/a | n/a |
| 2016 | Mar 27, 2017 | $47.8M | $47.8M | 3 | 3 | n/a | n/a | n/a |
| 2015 | Mar 29, 2016 | $153M | $153M | 4 | 3 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $186M | $186M | 4 | 3 | n/a | n/a | n/a |
| 2013 | Mar 22, 2014 | $203M | $203M | 4 | 3 | n/a | n/a | n/a |
| 2012 | Mar 14, 2013 | $161M | $161M | 4 | 3 | n/a | n/a | n/a |
| 2011 | Mar 29, 2012 | $136M | $136M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2017 | $13.7M | $47.8M | -71.4% | $186M | -58.1% | 3 | 3 | 0 | n/a |