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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

MICHAEL EUGENE PALAZZO

Advisor at WELLS FARGO ADVISORS

BETHESDA, MD

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Search this name across graphsid dfx:ria:63cb3d81-2a85-7977-0cd0-96bd8356a265

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 1, 1991
First registration: Jul 1, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 2145155

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jun 5, 2017	n/a	yes	BETHESDA, MD\|BETHESDA, MD	Current employment
CAPITAL ONE ADVISORS, LLC	Former SEC adviser	Jan 28, 2015	Jun 8, 2017	no	Bethesda, MD\|MCLEAN, VA	Previous registration
CAPITAL ONE FINANCIAL ADVISORS LLC	n/a	Dec 15, 2014	Jan 28, 2015	no	BETHESDA, MD\|MELVILLE, NY	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Mar 5, 2004	Dec 22, 2014	no	BETHESDA, MD\|WEEHAWKEN, NJ\|ROCKVILLE, MD\|BETHESDA, MD\|ROCKVILLE, MD	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 1999	Mar 8, 2004	no	WASHINGTON, DC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL ONE ADVISORS, LLC	WELLS FARGO ADVISORS	Jun 8, 2017	Jun 5, 2017	-3	Firm change	Other
CAPITAL ONE FINANCIAL ADVISORS LLC	CAPITAL ONE ADVISORS, LLC	Jan 28, 2015	Jan 28, 2015	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	CAPITAL ONE FINANCIAL ADVISORS LLC	Dec 22, 2014	Dec 15, 2014	-7	Firm change	Other
WELLS FARGO ADVISORS	UBS FINANCIAL SERVICES INC.	Mar 8, 2004	Mar 5, 2004	-3	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 1999 to Mar 8, 2004factForm ADV
→ CAPITAL ONE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 28, 2015 to Jun 8, 2017factForm ADV
→ CAPITAL ONE FINANCIAL ADVISORS LLCRegistered adviserregistration: previous registration
Dec 15, 2014 to Jan 28, 2015factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Mar 5, 2004 to Dec 22, 2014factForm ADV

Dated events

No dated event names this entity yet.