DFX Intelligence

M••••• C•••••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

M••••• C•••••••• C••••••

Advisor at S••••• A••••••• I•••

St Petersburg, FL | BIRMINGHAM, AL

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Search this name across graphsid dfx:ria:63cc44fa-48f5-ae76-f6a3-533ae60237c9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: May 19, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• A••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• A••••••• I•••	Bd affiliated wealth	Aug 4, 2026	n/a	yes	BIRMINGHAM, AL\|St Petersburg, FL	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Oct 24, 2023	Jul 22, 2026	no	WEEHAWKEN, NJ\|St. Petersburg, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	S••••• A••••••• I•••	Jul 22, 2026	Aug 4, 2026	13	Firm change	Wirehouse to ibd
C•••••• G•••• • C• I••	U•• F•••••••• S••••••• I•••	Sep 29, 2023	Oct 24, 2023

Relationships

Registered with (5)

→ S••••• A••••••• I•••Registered adviserregistration: current employment
Aug 4, 2026 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Oct 24, 2023 to Jul 22, 2026factForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Sep 13, 2023 to Sep 29, 2023factForm ADV
→ C••••• I••••••••• A••••••• L••

Dated events

Occurred
Jul 22, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 29, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 25, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 22, 2022
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:63cc44fa-48f5-ae76-f6a3-533ae60237c9
First observed: May 19, 2022
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.