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Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
FRANKLIN, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Sep 8, 2021 | n/a | yes | FRANKLIN, TN | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Feb 5, 2019 | Aug 12, 2021 | no | FRANKLIN, TN | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Sep 29, 2017 | Jun 7, 2018 | no | BRENTWOOD, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Aug 12, 2021 | Sep 8, 2021 | 27 | Firm change | Other |
| VALIC FINANCIAL ADVISORS, INC. | CETERA INVESTMENT ADVISERS LLC | Jun 7, 2018 | Feb 5, 2019 | 243 | Firm change | Ibd to ibd |