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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

JOSEPH ROBERT WATSON

Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED

FRONTENAC, MO

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Search this name across graphsid dfx:ria:63d39385-4c1c-243d-0edf-bc1718b11d3a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 20, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIFEL, NICOLAUS & COMPANY, INCORPORATED
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 17, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 17, 2008
First registration: Oct 20, 2008
Dual registered: yes, broker-dealer
Other names: JOSEPH R WATSON|JOSEPH R WATSON|JOSEPH R WATSON
IAPD individual key: 5563434

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Apr 19, 2023	n/a	yes	FRONTENAC, MO	Current employment
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Sep 22, 2015	Apr 21, 2023	no	ST. LOUIS, MO	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Apr 29, 2011	Sep 22, 2015	no	SAINT LOUIS, MO\|SAINT LOUIS, MO\|SAINT LOUIS, MO\|CLAYTON, MO\|Richmond Heights, MO\|Saint Louis, MO\|Arnold, MO\|Crystal City, MO\|Richmond Heights, MO	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Mar 31, 2010	Apr 18, 2011	no	ST. LOUIS, MO	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Mar 25, 2009	Aug 7, 2009	no	CREVE COEUR, MO	Previous registration
EDWARD JONES	National bd RIA	Oct 20, 2008	Jan 15, 2009	no	KIRKWOOD, MO\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OPPENHEIMER & CO. INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Apr 21, 2023	Apr 19, 2023	-2	Firm change	Ibd to ibd
U.S. BANCORP INVESTMENTS, INC.	OPPENHEIMER & CO. INC.	Sep 22, 2015	Sep 22, 2015	0	Firm change	Other
PNC WEALTH MANAGEMENT	U.S. BANCORP INVESTMENTS, INC.	Apr 18, 2011	Apr 29, 2011	11	Firm change	Other
EQUITABLE ADVISORS, LLC	PNC WEALTH MANAGEMENT	Aug 7, 2009	Mar 31, 2010	236	Firm change	Other
EDWARD JONES	EQUITABLE ADVISORS, LLC	Jan 15, 2009	Mar 25, 2009	69	Firm change	Ibd to ibd

Relationships

Registered with (6)

→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
Apr 19, 2023 to presentfactForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Sep 22, 2015 to Apr 21, 2023factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Apr 29, 2011 to Sep 22, 2015factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Mar 31, 2010 to Apr 18, 2011factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 25, 2009 to Aug 7, 2009factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Oct 20, 2008 to Jan 15, 2009factForm ADV

Dated events

Occurred
Apr 21, 2023
Advisor changed firm
Joseph Robert Watson left Oppenheimer & Co. Inc. for Stifel, Nicolaus & Company, Incorporated (registered 2023-04-19)
Form ADVobserved 5 days ago