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G•••••• G••••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst15 years in industry

G•••••• G••••• C•••••••••

Advisor at B•••••• C•••••• A•••••••• L••

WEST DES MOINES, IA

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Search this name across graphsid dfx:ria:63d99dfa-d0f0-0357-61bd-61840e9758f6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 14, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• C•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 14, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• C•••••• A•••••••• L••	Independent wealth	Apr 20, 2016	n/a	yes	WEST DES MOINES, IA	Current employment
A••••••• E••••• A•••••••• I•••	Former SEC adviser	Mar 14, 2011	Aug 27, 2014	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• E••••• A•••••••• I•••	B•••••• C•••••• A•••••••• L••	Aug 27, 2014	Apr 20, 2016	602	Firm change after gap	Other

Relationships

Registered with (2)

→ B•••••• C•••••• A•••••••• L••Registered adviserregistration: current employment
Apr 20, 2016 to presentfactForm ADV
→ A••••••• E••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 14, 2011 to Aug 27, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:63d99dfa-d0f0-0357-61bd-61840e9758f6
First observed: Mar 14, 2011
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.