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Advisor at WSA AFFILIATES, LLC
DALLAS, TX | League City, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WSA AFFILIATES, LLC | State registered | Mar 12, 2020 | n/a | yes | DALLAS, TX|League City, TX | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Oct 10, 2019 | Feb 12, 2020 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | WSA AFFILIATES, LLC | Feb 12, 2020 | Mar 12, 2020 | 29 | Firm change | Ibd to state RIA |