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RIA / WealthAdvisorPersonal Financial Specialist28 years in industry

FREDDIE HOWARD COOK

Advisor at COOK WEALTH MANAGEMENT, LLC

Bowie, MD

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Search this name across graphsid dfx:ria:63e0bbe4-8abe-1401-a42c-c55e3e7ac315

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Sep 7, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COOK WEALTH MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 11, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Personal Financial Specialist
Exams: S66|S63
First exam: May 11, 1998
First registration: Sep 7, 2001
Dual registered: no
Other names: Freddie Howard Cook|FRED COOK|F HOWARD COOK
IAPD individual key: 1723475

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COOK WEALTH MANAGEMENT, LLC	State registered	May 16, 2022	n/a	yes	Bowie, MD	Current employment
GRADIENT ADVISORS, LLC	Independent wealth	Jun 27, 2017	Sep 11, 2018	no	Bowie, MD\|ARDEN HILLS, MN	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Oct 13, 2010	Nov 15, 2012	no	ELLICOTT CITY, MD\|BOWIE, MD	Previous registration
EDWARD JONES	National bd RIA	Dec 3, 2007	Jun 3, 2010	no	BOWIE, MD\|ST LOUIS, MO	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Nov 22, 2005	Dec 21, 2007	no	BOWIE, MD	Previous registration
M&T SECURITIES, INC.	n/a	Aug 4, 2004	Nov 29, 2004	no	CHEEKTOWAGA, NY	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Sep 7, 2001	Aug 20, 2004	no	WASHINGTON, DC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GRADIENT ADVISORS, LLC	COOK WEALTH MANAGEMENT, LLC	Sep 11, 2018	May 16, 2022	1,343	Firm change after gap	RIA to state RIA
VOYA FINANCIAL ADVISORS, INC.	GRADIENT ADVISORS, LLC	Nov 15, 2012	Jun 27, 2017	1,685	Firm change after gap	Other
EDWARD JONES	VOYA FINANCIAL ADVISORS, INC.	Jun 3, 2010	Oct 13, 2010	132	Firm change	Other
AVANTAX ADVISORY SERVICES	EDWARD JONES	Dec 21, 2007	Dec 3, 2007	-18	Firm change	Other
M&T SECURITIES, INC.	AVANTAX ADVISORY SERVICES	Nov 29, 2004	Nov 22, 2005	358	Firm change	Other
UBS FINANCIAL SERVICES INC.	M&T SECURITIES, INC.	Aug 20, 2004	Aug 4, 2004	-16	Firm change	Other

Relationships

Registered with (7)

→ COOK WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
May 16, 2022 to presentfactForm ADV
→ GRADIENT ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 27, 2017 to Sep 11, 2018factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Oct 13, 2010 to Nov 15, 2012factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Dec 3, 2007 to Jun 3, 2010factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Nov 22, 2005 to Dec 21, 2007factForm ADV
→ M&T SECURITIES, INC.Registered adviserregistration: previous registration
Aug 4, 2004 to Nov 29, 2004factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Sep 7, 2001 to Aug 20, 2004factForm ADV

Dated events

No dated event names this entity yet.