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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

JARED EDWARD NEWMAN

Advisor at LPL FINANCIAL LLC

CORNELIUS, NC

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Search this name across graphsid dfx:ria:63e38bc0-4436-9566-e054-8a0c8a02b2cd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 29, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 26, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S66
First exam: Jan 26, 2001
First registration: Jun 29, 2007
Dual registered: yes, broker-dealer
Other names: JARED EDWARD NEWMAN|Jared Newman
IAPD individual key: 4307181

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 6, 2024	n/a	yes	CORNELIUS, NC	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 12, 2018	May 22, 2024	no	MOORESVILLE, NC	Previous registration
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Sep 14, 2016	Sep 27, 2017	no	Hickory, NC	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Nov 29, 2013	Dec 31, 2016	no	SALISBURY, NC\|SALISBURY, NC\|SPENCER, NC\|SALISBURY, NC\|CONCORD, NC\|HUNTERSVILLE, NC\|Hickory, NC	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Oct 3, 2012	Dec 2, 2013	no	HICKORY, NC\|BOONE, NC\|BURNSVILLE, NC\|FOREST CITY, NC\|GASTONIA, NC\|GASTONIA, NC\|RUTHERFORDTON, NC\|GASTONIA, NC\|BOONE, NC\|STATESVILLE, NC\|SHELBY, NC\|HUDSON, NC\|GRANITE FALLS, NC\|SPRUCE PINE, NC\|MOUNT AIRY, NC\|ARCHDALE, NC\|CLEMMONS, NC\|BURLINGTON, NC\|MEBANE, NC\|GREENSBORO, NC\|GRAHAM, NC\|WINSTON-SALEM, NC\|GREENSBORO, NC\|GREENSBORO, NC\|KERNERSVILLE, NC\|GREENSBORO, NC\|WINSTON-SALEM, NC\|PILOT MOUNTAIN, NC\|GREENSBORO, NC	Previous registration
FIRST CITIZENS INVESTOR SERVICES, INC.	Bd affiliated wealth	Jun 29, 2007	Oct 1, 2012	no	RALEIGH, NC\|HICKORY, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	LPL FINANCIAL LLC	May 22, 2024	Aug 6, 2024	76	Firm change	Ibd to ibd
TRUIST ADVISORY SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Sep 27, 2017	Jan 12, 2018	107	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	TRUIST ADVISORY SERVICES, INC.	Dec 31, 2016	Sep 14, 2016	-108	Bulk transfer	Other
PNC WEALTH MANAGEMENT	SUNTRUST INVESTMENT SERVICES, INC.	Dec 2, 2013	Nov 29, 2013	-3	Firm change	Other
FIRST CITIZENS INVESTOR SERVICES, INC.	PNC WEALTH MANAGEMENT	Oct 1, 2012	Oct 3, 2012	2	Firm change	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 6, 2024 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 12, 2018 to May 22, 2024factForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Sep 14, 2016 to Sep 27, 2017factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Nov 29, 2013 to Dec 31, 2016factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Oct 3, 2012 to Dec 2, 2013factForm ADV
→ FIRST CITIZENS INVESTOR SERVICES, INC.Registered adviserregistration: previous registration
Jun 29, 2007 to Oct 1, 2012factForm ADV

Dated events

Occurred
May 22, 2024
Advisor changed firm
Jared Edward Newman left Cetera Investment Advisers Llc for Lpl Financial Llc (registered 2024-08-06)
Form ADVobserved 4 days ago