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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

Mark Schechter

Advisor at J.P. MORGAN SECURITIES LLC

PLANO, TX

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Search this name across graphsid dfx:ria:63ef9825-32e6-ce9f-b5ae-14a6b10752fd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 2, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66|S65
First exam: Oct 2, 1992
First registration: Feb 14, 2000
Dual registered: yes, broker-dealer
Other names: Mark Steven Schechter|Mark S. Schechter
IAPD individual key: 2253207

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Mar 2, 2021	n/a	yes	PLANO, TX	Current employment
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Oct 8, 2020	Jan 14, 2021	no	Frisco, TX	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Sep 18, 2018	Sep 4, 2020	no	Plano, TX\|Plano, TX\|Plano, TX\|Plano, TX\|Plano, TX\|Plano, TX	Previous registration
PLACEMARK INVESTMENTS, INC.	Former SEC adviser	Jan 13, 2006	Jun 11, 2007	no	DALLAS, TX	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	Sep 6, 2002	Sep 13, 2005	no	BALTIMORE, MD	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Feb 14, 2000	Aug 14, 2002	no	RICHMOND, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVICE AND PLANNING SERVICES	J.P. MORGAN SECURITIES LLC	Jan 14, 2021	Mar 2, 2021	47	Firm change	Ibd to wirehouse
J.P. MORGAN SECURITIES LLC	ADVICE AND PLANNING SERVICES	Sep 4, 2020	Oct 8, 2020	34	Firm change	Wirehouse to ibd
PLACEMARK INVESTMENTS, INC.	J.P. MORGAN SECURITIES LLC	Jun 11, 2007	Sep 18, 2018	4,117	Firm change after gap	Other
LEGG MASON WOOD WALKER, INCORPORATED	PLACEMARK INVESTMENTS, INC.	Sep 13, 2005	Jan 13, 2006	122	Firm change	Other
WELLS FARGO ADVISORS	LEGG MASON WOOD WALKER, INCORPORATED	Aug 14, 2002	Sep 6, 2002	23	Firm change	Other

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Sep 18, 2018 to Sep 4, 2020factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Oct 8, 2020 to Jan 14, 2021factForm ADV
→ PLACEMARK INVESTMENTS, INC.Registered adviserregistration: previous registration
Jan 13, 2006 to Jun 11, 2007factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
Sep 6, 2002 to Sep 13, 2005factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 14, 2000 to Aug 14, 2002factForm ADV

Dated events

No dated event names this entity yet.