DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

HILCO INVESTMENT ADVISORS, LLC

CRD 300222

NORTHBROOK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:63f18ab0-60bb-949b-aff6-d6d057bfe532

Data as of Mar 27, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 2
On other graphs: 1
Observed: Feb 8, 2019 to Mar 27, 2023
11 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Hilco Investment Advisors, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $143MItem 5.F on the latest filing (2023-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $143M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 23
Advisory employees: 18
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $143Mgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-114816
CRD: 300222
Filings on the tape: 11
First filed: Feb 8, 2019
Latest filed: Mar 27, 2023
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ATTICUS FUND, LP	Private Equity Fund	$150M	Sep 15, 2022	1	Feb 8, 2019	reported	n/a
HMR STRATEGIC OPPORTUNITIES FUND, L.P.	Private Equity Fund	$55.9M	Mar 26, 2024	2	Mar 27, 2020	reported	021-363295
HILCO GLOBAL STRATEGIC OPPORTUNITIES, L.P.	Private Equity Fund	$29.7M	Mar 26, 2024	2	Mar 31, 2022	reported	n/a
HMR STRATEGIC OPPORTUNITIES FUND (DD), L.P.	Private Equity Fund	$1.4M	Mar 26, 2024	2	Mar 27, 2020	reported	021-363296

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CDPQ INVESTMENTS (U.S.) INC.	Member	C	yes	02/2019	Feb 8, 2019	Mar 27, 2023
CHEN, JOHN, PIERCE	Coo	Na	yes	12/2018	Feb 8, 2019	Mar 27, 2023
FIORANTE, ERNEST	CFO, MANAGING MEMBER	Na	yes	03/2021	Mar 31, 2022	Mar 27, 2023
HECKTMAN, JEFFREY, BRUCE	Shareholder	E	yes	08/1987	Feb 8, 2019	Mar 27, 2023
HECKTMAN, JEFFREY, BRUCE	Trustee	E	yes	03/1984	Feb 8, 2019	Mar 27, 2023
HGS ACQUISITION, LLC	Member	C	yes	03/2011	Feb 8, 2019	Mar 27, 2023
HILCO HOLDINGS, LLC	Member	C	yes	12/2007	Feb 8, 2019	Mar 27, 2023
HILCO TRADING, LLC	Member	E	yes	12/2018	Feb 8, 2019	Mar 27, 2023
HILCO, INC.	Member	E	yes	08/1987	Feb 8, 2019	Mar 27, 2023
JEFFREY HECKTMAN TRUST U/A/D 3/28/1984	Member	C	yes	03/1984	Feb 8, 2019	Mar 27, 2023
KAUP, ERIC, WARD	Cco	Na	yes	12/2018	Feb 8, 2019	Mar 27, 2023
Baker, Sarah, Kirk	Secretary	Na	no	03/2021	Mar 31, 2022	Mar 27, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HILCO CORPORATE FINANCE, LLC	n/a	n/a	n/a	N	yes	n/a
HILCO REAL ESTATE, LLC	n/a	n/a	n/a	N	yes	n/a
HILCO TRADING, LLC	n/a	n/a	n/a	N	yes	n/a
HMR STRATEGIC OPPORTUNITIES (GP), LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2022	Mar 27, 2023	$143M	$143M	23	18	3	$143M
2021	Mar 31, 2022	$242M	$242M	23	11	4	$244M
2020	Mar 25, 2021	$195M	$195M	2	1	3	$195M
2019	Mar 27, 2020	$178M	$178M	2	1	3	$178M
2018	Mar 31, 2019	n/a	n/a	2	0	1	$0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$143M	$242M	-40.9%	$178M	-7.1%	23	23	0	0

Relationships

Advises (4)

→ HMR STRATEGIC OPPORTUNITIES FUND, L.P.Private fundPrivate Equity Fund, ERA
Mar 27, 2020 to presentfactForm ADV
→ HMR STRATEGIC OPPORTUNITIES FUND (DD), L.P.Private fundPrivate Equity Fund, ERA
Mar 27, 2020 to presentfactForm ADV
→ HILCO GLOBAL STRATEGIC OPPORTUNITIES, L.P.Private fundPrivate Equity Fund, ERA
Mar 31, 2022 to presentfactForm ADV
→ ATTICUS FUND, LPPrivate fundPrivate Equity Fund, IA
Feb 8, 2019 to presentfactForm ADV

Controls (9)

← KAUP, ERIC, WARDOwnerCCO, ownership code NA, individual
Feb 8, 2019 to presentfactForm ADV
← HECKTMAN, JEFFREY, BRUCEOwnerSHAREHOLDER, ownership code E, individual
Feb 8, 2019 to presentfactForm ADV
← FIORANTE, ERNESTOwnerCFO, MANAGING MEMBER, ownership code NA, individual
Mar 31, 2022 to presentfactForm ADV
← CHEN, JOHN, PIERCEOwnerCOO, ownership code NA, individual
Feb 8, 2019 to presentfactForm ADV
← CDPQ INVESTMENTS (U.S.) INC.OwnerMEMBER, ownership code C, domestic entity
Feb 8, 2019 to presentfactForm ADV
← HGS ACQUISITION, LLCOwnerMEMBER, ownership code C, domestic entity
Feb 8, 2019 to presentfactForm ADV
← HILCO HOLDINGS, LLCOwnerMEMBER, ownership code C, domestic entity
Feb 8, 2019 to presentfactForm ADV
← HILCO TRADING, LLCOwnerMEMBER, ownership code E, domestic entity
Feb 8, 2019 to presentfactForm ADV
← JEFFREY HECKTMAN TRUST U/A/D 3/28/1984OwnerMEMBER, ownership code C, domestic entity
Feb 8, 2019 to presentfactForm ADV

Owns (1)

← Baker, Sarah, KirkOwnerSECRETARY, ownership code NA, individual
Mar 31, 2022 to presentfactForm ADV

Dated events

Occurred
Mar 31, 2022
Control person joined
Ernest Fiorante (Cfo, Managing Member) appeared on Schedule A of Hilco Investment Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Feb 8, 2019
First Form ADV filing
Hilco Investment Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:63f18ab0-60bb-949b-aff6-d6d057bfe532
First observed: Feb 8, 2019
Last observed: Mar 27, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HILCO INVESTMENT ADVISORS, LLC

CRD 300222

NORTHBROOK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:63f18ab0-60bb-949b-aff6-d6d057bfe532

Data as of Mar 27, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:11 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ATTICUS FUND, LP

Private Equity Fund

$150M

Sep 15, 2022

Feb 8, 2019

reported

n/a

HMR STRATEGIC OPPORTUNITIES FUND, L.P.

Private Equity Fund

$55.9M

Mar 26, 2024

Mar 27, 2020

reported

021-363295

HILCO GLOBAL STRATEGIC OPPORTUNITIES, L.P.

Private Equity Fund

$29.7M

Mar 26, 2024

Mar 31, 2022

reported

n/a

HMR STRATEGIC OPPORTUNITIES FUND (DD), L.P.

Private Equity Fund

$1.4M

Mar 26, 2024

Mar 27, 2020

reported

021-363296

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CDPQ INVESTMENTS (U.S.) INC.

Member

yes

02/2019

Feb 8, 2019

Mar 27, 2023

CHEN, JOHN, PIERCE

Coo

yes

12/2018

Feb 8, 2019

Mar 27, 2023

FIORANTE, ERNEST

CFO, MANAGING MEMBER

yes

03/2021

Mar 31, 2022

Mar 27, 2023

HECKTMAN, JEFFREY, BRUCE

Shareholder

yes

08/1987

Feb 8, 2019

Mar 27, 2023

HECKTMAN, JEFFREY, BRUCE

Trustee

yes

03/1984

Feb 8, 2019

Mar 27, 2023

HGS ACQUISITION, LLC

Member

yes

03/2011

Feb 8, 2019

Mar 27, 2023

HILCO HOLDINGS, LLC

Member

yes

12/2007

Feb 8, 2019

Mar 27, 2023

HILCO TRADING, LLC

Member

yes

12/2018

Feb 8, 2019

Mar 27, 2023

HILCO, INC.

Member

yes

08/1987

Feb 8, 2019

Mar 27, 2023

JEFFREY HECKTMAN TRUST U/A/D 3/28/1984

Member

yes

03/1984

Feb 8, 2019

Mar 27, 2023

KAUP, ERIC, WARD

Cco

yes

12/2018

Feb 8, 2019

Mar 27, 2023

Baker, Sarah, Kirk

Secretary

03/2021

Mar 31, 2022

Mar 27, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HILCO CORPORATE FINANCE, LLC

n/a

yes

n/a

HILCO REAL ESTATE, LLC

n/a

yes

n/a

HILCO TRADING, LLC

n/a

yes

n/a

HMR STRATEGIC OPPORTUNITIES (GP), LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 27, 2023

$143M

2021

Mar 31, 2022

$242M

$244M

2020

Mar 25, 2021

$195M

2019

Mar 27, 2020

$178M

2018

Mar 31, 2019

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$143M

$242M

-40.9%

$178M

-7.1%