DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at D••• W••••• M•••••••••
FORT WAYNE, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D••• W••••• M••••••••• | State registered | Jan 20, 2016 | n/a | yes | FORT WAYNE, IN | Current employment |
| M••••• W••••• M••••••••• L•• | State registered | Jun 24, 2013 | Jun 10, 2015 | no | FORT WAYNE, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D••• W••••• M••••••••• | M••••• W••••• M••••••••• L•• | Dec 31, 2015 | Jun 24, 2013 | -920 | Firm change after gap | Other |
| M••••• W••••• M••••••••• L•• | D••• W••••• M••••••••• | Jun 10, 2015 | Jan 20, 2016 |
| D••• W••••• M••••••••• | State registered | Jul 9, 2012 | Dec 31, 2015 | no | FORT WAYNE, IN | Previous registration |
| C••••••• • C••• I••• | Former SEC adviser | Oct 28, 2003 | Jul 6, 2012 | no | FT. WAYNE, IN|FORT WAYNE, IN | Previous registration |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | Jan 2, 2003 | Feb 5, 2003 | no | FT. WAYNE, IN | Previous registration |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Sep 18, 2001 | Dec 10, 2002 | no | FORT WAYNE, IN | Previous registration |
| 224 |
| Firm change |
| Other |
| C••••••• • C••• I••• | D••• W••••• M••••••••• | Jul 6, 2012 | Jul 9, 2012 | 3 | Firm change | Other |
| R•••••• J•••• F•••••••• S•••••••• I••• | C••••••• • C••• I••• | Feb 5, 2003 | Oct 28, 2003 | 265 | Firm change | Other |
| R•••••• J•••• • A••••••••• I••• | R•••••• J•••• F•••••••• S•••••••• I••• | Dec 10, 2002 | Jan 2, 2003 | 23 | Firm change | Other |