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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

BRIGADE CAPITAL UK LLP

CRD 173947

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:63fb405c-6b97-eb7c-3a25-66a70a4f2bc1

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Nov 26, 2014 to Mar 31, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $31BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $31B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Individual clients: 0
High net worth clients: 0
SEC number: 801-80684
CRD: 173947
Filings on the tape: 20
First filed: Nov 26, 2014
Latest filed: Mar 31, 2026
Organised: Limited Liability Partnership
Website: brigadecapital.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
BATTALION EURO CLO I WAREHOUSE DESIGNATED ACTIVITY COMPANY	Securitized Asset Fund	$52.1M	Mar 30, 2017	0	Nov 23, 2016	dropped	n/a
BRIGADE SPAC SPONSOR II LLC	Hedge Fund	$0	Mar 1, 2022	36	Mar 1, 2022	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRIGADE CAPITAL (UK) COMPANY LTD	MANAGING MEMBER	E	yes	12/2013	Nov 26, 2014	Aug 29, 2024
MORGAN, DONALD, ELLIS	SOLE DIRECTOR AND SHAREHOLDER (B ORDINARY)	E	yes	12/2013	Nov 26, 2014	Aug 29, 2024
ALTABEF, DANIEL, HORTEN	CHIEF COMPLIANCE OFFICER/COUNSEL	Na	no	01/2023	Jan 5, 2023	Aug 29, 2024
DANIELS, AARON, MICHAEL	CHIEF OPERATING OFFICER/GENERAL COUNSEL	Na	no	12/2013	Nov 26, 2014	Aug 29, 2024
O'SHEA, THOMAS, MICHAEL	HEAD OF EUROPEAN INVESTMENTS	Na	no	01/2017	May 5, 2017	Aug 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BRIGADE CAPITAL MANAGEMENT, LP	n/a	Asset manager	$33B	Y	yes	n/a
BRIGADE CAPITAL EUROPE MANAGEMENT LLP	n/a	n/a	n/a	N	yes	n/a
BRIGADE CAPITAL GP, LLC	n/a	n/a	n/a	N	yes	n/a
BRIGADE OPPORTUNITIES FUND I GP, LLC	n/a	n/a	n/a	N	yes	n/a
BRIGADE SPAC SPONSOR II LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$31B	$31B	6	5	0	n/a	n/a
2024	Apr 7, 2025	$28B	$28B	6	5	0	n/a	n/a
2023	Mar 26, 2024	$26B	$26B	6	5	0	n/a	n/a
2022	Mar 30, 2023	$24B	$24B	6	5	0	n/a	n/a
2021	Mar 30, 2022	$30B	$30B	7	5	0	n/a	n/a
2020	Mar 30, 2021	$28B	$28B	7	5	0	n/a	n/a
2019	Mar 27, 2020	$25B	$25B	8	6	0	n/a	n/a
2018	Mar 28, 2019	$17B	$17B	8	5	0	n/a	n/a
2017	Mar 28, 2018	$16B	$16B	10	6	0	n/a	n/a
2016	Mar 30, 2017	$20B	$20B	10	7	n/a	1	$52.1M
2015	Mar 30, 2016	$18B	$18B	11	8	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$31B	$28B	10.7%	$24B	8.7%	6	6	0	0

Relationships

Affiliated with (2)

← BRIGADE CAPITAL MANAGEMENT, LPRegistered adviserother investment adviser, bank, control, common control
factForm ADV
→ BRIGADE CAPITAL MANAGEMENT, LPRegistered adviserother investment adviser, bank, control, common control
factForm ADV

Owns (3)

← DANIELS, AARON, MICHAELOwnerCHIEF OPERATING OFFICER/GENERAL COUNSEL, ownership code NA, individual
Nov 26, 2014 to Aug 29, 2024factForm ADV
← O'SHEA, THOMAS, MICHAELOwnerHEAD OF EUROPEAN INVESTMENTS, ownership code NA, individual
May 5, 2017 to Aug 29, 2024factForm ADV
← ALTABEF, DANIEL, HORTENOwnerCHIEF COMPLIANCE OFFICER/COUNSEL, ownership code NA, individual
Jan 5, 2023 to Aug 29, 2024factForm ADV

Controls (2)

← MORGAN, DONALD, ELLISOwnerSOLE DIRECTOR AND SHAREHOLDER (B ORDINARY), ownership code E, individual
Nov 26, 2014 to Aug 29, 2024factForm ADV
← BRIGADE CAPITAL (UK) COMPANY LTDOwnerMANAGING MEMBER, ownership code E, foreign entity
Nov 26, 2014 to Aug 29, 2024factForm ADV

Advises (2)

→ BRIGADE SPAC SPONSOR II LLCPrivate fundHedge Fund, IA, no longer reported
Mar 1, 2022 to Mar 1, 2022factForm ADV
→ BATTALION EURO CLO I WAREHOUSE DESIGNATED ACTIVITY COMPANYPrivate fundSecuritized Asset Fund, IA, no longer reported
Nov 23, 2016 to Mar 30, 2017factForm ADV

Dated events

Occurred
Mar 27, 2020
Regulatory AUM changed
Brigade Capital Uk Llp reported RAUM $24.6B, up 47% from $16.7B (2019-03-28 to 2020-03-27)
Form ADVobserved 5 days ago
$7.9B
Occurred
Nov 26, 2014
First Form ADV filing
Brigade Capital Uk Llp filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:63fb405c-6b97-eb7c-3a25-66a70a4f2bc1
First observed: Nov 26, 2014
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRIGADE CAPITAL UK LLP

CRD 173947

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:63fb405c-6b97-eb7c-3a25-66a70a4f2bc1

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:15 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

BATTALION EURO CLO I WAREHOUSE DESIGNATED ACTIVITY COMPANY

Securitized Asset Fund

$52.1M

Mar 30, 2017

Nov 23, 2016

dropped

n/a

BRIGADE SPAC SPONSOR II LLC

Hedge Fund

Mar 1, 2022

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRIGADE CAPITAL (UK) COMPANY LTD

MANAGING MEMBER

yes

12/2013

Nov 26, 2014

Aug 29, 2024

MORGAN, DONALD, ELLIS

SOLE DIRECTOR AND SHAREHOLDER (B ORDINARY)

yes

12/2013

Nov 26, 2014

Aug 29, 2024

ALTABEF, DANIEL, HORTEN

CHIEF COMPLIANCE OFFICER/COUNSEL

01/2023

Jan 5, 2023

Aug 29, 2024

DANIELS, AARON, MICHAEL

CHIEF OPERATING OFFICER/GENERAL COUNSEL

12/2013

Nov 26, 2014

Aug 29, 2024

O'SHEA, THOMAS, MICHAEL

HEAD OF EUROPEAN INVESTMENTS

01/2017

May 5, 2017

Aug 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BRIGADE CAPITAL MANAGEMENT, LP

n/a

Asset manager

$33B

yes

n/a

BRIGADE CAPITAL EUROPE MANAGEMENT LLP

n/a

yes

n/a

BRIGADE CAPITAL GP, LLC

n/a

yes

n/a

BRIGADE OPPORTUNITIES FUND I GP, LLC

n/a

yes

n/a

BRIGADE SPAC SPONSOR II LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$31B

n/a

2024

Apr 7, 2025

$28B

n/a

2023

Mar 26, 2024

$26B

n/a

2022

Mar 30, 2023

$24B

n/a

2021

Mar 30, 2022

$30B

n/a

2020

Mar 30, 2021

$28B

n/a

2019

Mar 27, 2020

$25B

n/a

2018

Mar 28, 2019

$17B

n/a

2017

Mar 28, 2018

$16B

n/a

2016

Mar 30, 2017

$20B

n/a

$52.1M

2015

Mar 30, 2016

$18B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$31B

$28B

10.7%

$24B

8.7%