DFX Intelligence

V•••• V••••••••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

V•••• V••••••••• R•••

Advisor at A••••••• B••••••• C••••••

MOORPARK, CA

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Search this name across graphsid dfx:ria:63fc4d29-ae61-287a-dbb9-b7923945b820

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 5, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• B••••••• C••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 7, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• B••••••• C••••••	State registered	Sep 22, 2025	n/a	yes	MOORPARK, CA	Current employment
A••••••• B••••••• C••••••	State registered	Sep 5, 2007	Dec 31, 2008	no	MOORPARK, CA	Previous registration

Relationships

Registered with (1)

→ A••••••• B••••••• C••••••Registered adviserregistration: previous registration
Sep 5, 2007 to Dec 31, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:63fc4d29-ae61-287a-dbb9-b7923945b820
First observed: Sep 5, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.