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M•••••• G•••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

M•••••• G•••••• G••••

Advisor at S•••••••• W••••• P••••••• L••

ORLANDO, FL

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Search this name across graphsid dfx:ria:63fe6ba0-2b9f-48ae-75f8-50b5571af6d0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 4, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• W••••• P••••••• L••
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 2, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• W••••• P••••••• L••	Former SEC adviser	Jan 8, 2026	n/a	yes	ORLANDO, FL	Current employment
C••••••••• W•••••	Independent wealth	Feb 8, 2019	Jan 9, 2026	no	Lake Mary, FL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W•••••	S•••••••• W••••• P••••••• L••	Jan 9, 2026	Jan 8, 2026	-1	Firm change	RIA to new firm
R•••••• J•••• • A••••••••• I•••	C••••••••• W•••••	Feb 4, 2019

Relationships

Registered with (4)

→ S•••••••• W••••• P••••••• L••Registered adviserregistration: current employment
Jan 8, 2026 to presentfactForm ADV
→ C••••••••• W•••••Registered adviserregistration: previous registration
Feb 8, 2019 to Jan 9, 2026factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Feb 13, 2013 to Feb 4, 2019factForm ADV
→ M••••• K••••• • C••••••• L••

Dated events

Occurred
Jan 9, 2026
Advisor changed firm
M•••••• G•••••• G•••• left C••••••••• W••••• for S•••••••• W••••• P••••••• L•• (registered 2026-01-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:63fe6ba0-2b9f-48ae-75f8-50b5571af6d0
First observed: Nov 4, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.